Triad Advisors to Pay $194,000 in Fines and Restitution for Allowing Churning of Accounts
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Robert Rex, Esq.
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February 2020-Norcross, GA FINRA reports that Triad Advisors,LLC, a national, independent broker-dealer and multi-custodial SEC-Registered Investment Advisor, headquartered in Atlanta, has been fined and ordered to pay restitution to customers…
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