Legend Securities problem

  • Robert Rex, Esq.

Yousuf Saljooki-Former SW Financial Broker- Named In $750K Customer Complaint Alleging High Pressure Sales Techniques-Melville, NY
Yousuf Saljooki-Former SW Financial Broker- Named In $750K Customer Complaint Alleging High Pressure Sales Techniques-Melville, NY 150 150 Robert Rex, Esq.

Yousuf Saljooki Investigation February 2022-Melville, NY The FINRA records of Yousuf Saljooki, a broker who formerly worked for SW Financial (Salomon Whitney Financial) and Worden Capital Management,  disclose 7  final regulatory…

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  • Robert Rex, Esq.

Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC
Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC 150 150 Robert Rex, Esq.

July 2021- NYC According to his FINRA record  Michael Androulakis, a financial advisor employed by Alexander Capital  discloses 2 regulatory events and 4 customer disputes. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Brian Decker-Former Worden Capital Mgmt Broker-Arrested for Securities Fraud-Staten Island
Brian Decker-Former Worden Capital Mgmt Broker-Arrested for Securities Fraud-Staten Island 150 150 Robert Rex, Esq.

November 2019 UPDATE -Staten Island In 95/2018 Decker was permanently barred from the industry by FINRA to resolve allegations that he failed to cooperate with a FINRA investigation. The Toledo…

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  • Robert Rex, Esq.

Michael Guilfoyle-Former Legend Securities Broker-Discloses Settlement of Churning Complaint
Michael Guilfoyle-Former Legend Securities Broker-Discloses Settlement of Churning Complaint 150 150 Robert Rex, Esq.

New York UPDATE JUNE 2017–Michael Guilfoyle is not currently registered He left employment at Four Points Capital Partners in 3/2017. ORIGINAL POST 2/2017 Publicly available records of Michael N. Guilfoyle, (CRD#…

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  • Robert Rex, Esq.

Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales
Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Robert F. Stefanelli , (CRD# 2566917) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Jason H. Klabal-Former Legend Securities Broker-Discloses Customer Disputes
Jason H. Klabal-Former Legend Securities Broker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Jason H. Klabal , (CRD# 2910714) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 currently pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Andrew P. Murino-Alexander Capital Broker-Discloses Outstanding Tax Liens
Andrew P. Murino-Alexander Capital Broker-Discloses Outstanding Tax Liens 150 150 Robert Rex, Esq.

April 2019- New York According to publicly available records Andrew P. Murino , (CRD# 4162699) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose currently outstanding liens. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning
Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017- Staten Island, New York According to publicly available records Jeanpaul Charles Skovronck , (CRD# 2744738) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute.…

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  • Robert Rex, Esq.

Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes
Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes 150 150 Robert Rex, Esq.

UPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details.  Meyers Associates is now …

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