Newbridge Securities problem

  • Robert Rex, Esq.

Nick Giallourakis- Newbridge Securities Broker-Discloses Customer Disputes-Clearwater, FL
Nick Giallourakis- Newbridge Securities Broker-Discloses Customer Disputes-Clearwater, FL 150 150 Robert Rex, Esq.

Updated: December 2023 Clearwater, Florida Newbridge Securities broker Nicholas M.  Giallourakis  discloses 4 prior final customer disputes on his FINRA records. In 10.2023 a customer of Newbridge Securities was paid $14,999…

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  • Robert Rex, Esq.

Austin R. Dutton Jr.-Former Newbridge Securities Broker-Fined $200K-Settles 22 Customer Suits -Doylestown, PA
Austin R. Dutton Jr.-Former Newbridge Securities Broker-Fined $200K-Settles 22 Customer Suits -Doylestown, PA 150 150 Robert Rex, Esq.

Austin Dutton Investigation November 2021–Doylestown, PA The FINRA records of  Austin R. Dutton, Jr. ,  a  stock broker who was previously employed by Newbridge Securities and who is currently employed by American…

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  • Robert Rex, Esq.

Edward A. Klug-Concierge Wealth Management-Discloses Numerous Tax Liens-Appleton, WI
Edward A. Klug-Concierge Wealth Management-Discloses Numerous Tax Liens-Appleton, WI 150 150 Robert Rex, Esq.

August 2018-Appleton, WI The FINRA records of  Edward A. Klug,  a  former stock broker who was last employed by Newbridge Securities ,  disclose 4 prior customer disputes, and 5 currently outstanding judgment/liens. The Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Egan formerly with Newbridge Securities
Rex Securities Law Investment Fraud Attorney Investigates John Egan formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Margate, Florida) John Egan Investigation Summary Here’s what you need to know about Margate, FL, stockbroker John E. Egan: Name: Mr. John Eugene Egan Current Employer:…

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  • Robert Rex, Esq.

Brian Berger-Former Newbridge Securities Broker-Sentenced for Fraud-Boca Raton, FL
Brian Berger-Former Newbridge Securities Broker-Sentenced for Fraud-Boca Raton, FL 150 150 Robert Rex, Esq.

April 2018-Boca Raton, FL The FINRA records of former stockbroker Brian M. Berger disclose a pending regulatory matter and two prior regulatory matters, a criminal conviction, 4 customer disputes and…

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  • Robert Rex, Esq.

Newbridge Securities Fined $499,000 by Securities Regulator Over Structured Products-Boca Raton, FL
Newbridge Securities Fined $499,000 by Securities Regulator Over Structured Products-Boca Raton, FL 150 150 Robert Rex, Esq.

August 2017- Boca Raton, FL Boca Raton, FL based brokerage firm Newbridge Securities Corp. was fined $499,000 by Pennsylvania Department of Banking and Securities for failure to supervise a broker…

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  • Robert Rex, Esq.

Gerald Cocuzzo-Former Newbridge Securities Broker-Sentenced to 18 Months for Securities Fraud-Boca Raton,FL
Gerald Cocuzzo-Former Newbridge Securities Broker-Sentenced to 18 Months for Securities Fraud-Boca Raton,FL 150 150 Robert Rex, Esq.

Boca Raton, FL July 2017 UPDATE– Gerald Cocuzzo was sentenced to 18 months in prison after pleading guilty to securities fraud for his participation in the manipulation of Forcefield Energy,…

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  • Robert Rex, Esq.

William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination
William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination 150 150 Robert Rex, Esq.

August 2016- New York The FINRA records of  William K. Bradley,  a  stock broker who is currently employed by Meyers Associates,  disclose  a currently pending customer dispute and a prior termination from employment. The Financial Industry…

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  • Robert Rex, Esq.

Michael Stern-Former HJ Sims/Newbridge Securities Broker-Discloses Customer Disputes-Boca Raton, FL
Michael Stern-Former HJ Sims/Newbridge Securities Broker-Discloses Customer Disputes-Boca Raton, FL 150 150 Robert Rex, Esq.

JUNE 2017- Boca Raton, FL A review of FINRA records reveals that Michael B. Stern,  is not currently licensed to act as a broker or as an investment adviser according to…

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