JUNE 2017- Boca Raton, FL
A review of FINRA records reveals that Michael B. Stern, is not currently licensed to act as a broker or as an investment adviser according to FINRA records as of this date.
According to FINRA records Stern has been named in 9 customer disputes that have been resolved and one that is pending . The complaints alleged fraud, negligence, misrepresentation, failure to supervise and unsuitable investments.
Stern was registered with Herbert J. Sims & Co. from 8/2013-1/2016. Prior to that he was registered with Newbridge Securities from 2/2004-8/2013.
If you have information you think would be helpful to our investigation of Mr. Stern, we would like to hear from you. If you have losses in an account handled by Michael Stern contact us to discuss how you may be able to recover damages from his employer for those losses.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900