Northstar Financial (Bermuda)

  • Robert Rex, Esq.

Hancock Whitney Investment Services- Fined $2.4M – Regulator Alleges Conflict of Interest
Hancock Whitney Investment Services- Fined $2.4M – Regulator Alleges Conflict of Interest 150 150 Robert Rex, Esq.

Hancock Whitney Investment Services Investigation November 2021 Hancock Whitney Investment Services was fined and ordered to pay disgorgement and restitution over $2.4 million dollars by regulators for conflicts of interest related…

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  • Robert Rex, Esq.

Robin Platt Investigation-Subject of Million Dollar Suit Over Northstar Financial Services -Covington, LA
Robin Platt Investigation-Subject of Million Dollar Suit Over Northstar Financial Services -Covington, LA 150 150 Robert Rex, Esq.

Robin Platt Investigation November 2021-Covington, LA According to FINRA records  Robin V. Platt, a financial advisor employed as a registered broker by Hancock Whitney Investment Services discloses a multi-million dollar suit…

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