penny stock fraud Archives

Robert Rex, Esq.
July 26, 2017

SEC Charges 13 with Fraud Boiler Room Scam Targeting Senior Citizens-Long Island

SEC Charges 13 with Fraud Boiler Room Scam Targeting Senior Citizens-Long Island https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 26, 2017 July 26, 2017

July 2017 Thirteen individuals from two Long Island-based boiler rooms were charged with securities fraud by the Securities and Exchange Commission who alleges that they made hundreds of thousands of…

Robert Rex, Esq.
May 24, 2016

Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks

Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 24, 2016 September 29, 2023

Minneapolis, MN According to FINRA records, Brandt B. Wendland , a broker who was registered with Feltl & Company from 3/2004-2/2017 and who is now employed by Advanced Advisor Group , disclose a…

Robert Rex, Esq.
April 6, 2015

Montana Man Sentenced in Pump/Dump Penny Stock Scam

Montana Man Sentenced in Pump/Dump Penny Stock Scam https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 6, 2015 April 6, 2015

April 3, 2015 The FBI announced that Matthew Carley, of Bozeman, Montana, was sentenced to 24 months in prison for his role in a stock manipulation scheme involving Ashburn, Virginia,…