• Robert Rex, Esq.

Raymond T. Clark-Former Dynasty Capital Partners Broker-Discloses 6 Pending Customer Disputes
Raymond T. Clark-Former Dynasty Capital Partners Broker-Discloses 6 Pending Customer Disputes 150 150 Robert Rex, Esq.

August 2016- Buffalo, New York The FINRA records of  Raymond T. Clark,  a  former stock broker who FINRA has permanently barred from acting as a broker or otherwise associating with firms that…

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  • Robert Rex, Esq.

Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes
Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes 150 150 Robert Rex, Esq.

UPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details.  Meyers Associates is now …

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  • Robert Rex, Esq.

Bryan O. Eberle-Former LPL Financial Broker-Discloses 2 Terminations From Employment
Bryan O. Eberle-Former LPL Financial Broker-Discloses 2 Terminations From Employment 150 150 Robert Rex, Esq.

August 2016- Marlton, NJ The FINRA records of  Bryan O. Eberle,  a  stock broker who is currently employed by Client One Securities  disclose  two terminations from employment. The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Michael Anthony Collins Sentenced to 15 Years for Securities Fraud-Alice, TX
Michael Anthony Collins Sentenced to 15 Years for Securities Fraud-Alice, TX 150 150 Robert Rex, Esq.

August 2016- Alice, Texas   Michael Anthony Collins pleaded guilty to stock fraud, theft and money laundering and was sentenced to 15 years on each count in Jim Wells County…

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  • Robert Rex, Esq.

Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA
Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA 150 150 Robert Rex, Esq.

August 2016- Forty Fort, PA The FINRA records of  Christian J. Stoltz,  a  stock broker who is currently employed by Centaurus Financial  disclose  a currently pending customer dispute and a prior customer dispute. The Financial…

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  • Robert Rex, Esq.

Leslie R. Cabrinha-Centaurus Financial Broker-Discloses Pending Customer Dispute Alleging Damages of $1M
Leslie R. Cabrinha-Centaurus Financial Broker-Discloses Pending Customer Dispute Alleging Damages of $1M 150 150 Robert Rex, Esq.

August 2016- Petersburg, VA The FINRA records of  Leslie R. Cabrinha,  a  stock broker who is currently employed by Centaurus Financial  disclose  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Christopher T. Tolmacs-Former Triad Advisors Broker-Ordered to Pay Customer $1.5M-Columbia, S. Carolina
Christopher T. Tolmacs-Former Triad Advisors Broker-Ordered to Pay Customer $1.5M-Columbia, S. Carolina 150 150 Robert Rex, Esq.

August 2016- Columbia, South Carolina September 2017 UPDATE-A FINRA arbitration panel in Columbia, South Carolina awarded two former clients of Christopher Thomas Tolmacs $1.2 million in compensatory damages and $300,000 in…

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  • Robert Rex, Esq.

Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration
Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration 150 150 Robert Rex, Esq.

August 2016-  New York The FINRA records of  Anthony Mastroianni,  a  stock broker who is currently employed by Meyers Associates  disclose  2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding…

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