• Robert Rex, Esq.

The Villages Is Subject of Study on Elder Financial Fraud
The Villages Is Subject of Study on Elder Financial Fraud 150 150 Robert Rex, Esq.

November 9, 2015- The Villages, Florida Florida State University College of Criminology and Criminal Justice in partnership with Merrill Lynch & Seniors vs. Crime is conducting research on elder financial…

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  • Robert Rex, Esq.

Larry Eckenrode of McKinney, Texas, Charged with Securities Fraud/Theft
Larry Eckenrode of McKinney, Texas, Charged with Securities Fraud/Theft 150 150 Robert Rex, Esq.

October 5, 2015-McKinney, Texas The Texas State Securities Board (TSSB) announced that Larry David Eckenrode of McKinney, TX, a three time felon, was arrested September 29, 2015, and charged with…

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  • Robert Rex, Esq.

Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud
Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud 150 150 Robert Rex, Esq.

October 19, 2015- Dallas Texas Mark Lee Cleaton, 34,  of Rockwell, Texas, was convicted on felony offenses for running a fraud scheme as managing member of North American Capital, LLC…

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  • Robert Rex, Esq.

FEF Distributors and First Eagle Investment Management Charged by SEC with Making Improper Payments
FEF Distributors and First Eagle Investment Management Charged by SEC with Making Improper Payments 150 150 Robert Rex, Esq.

September 21 2015- Washington DC First Eagle Investment Management and FEF Distributors was charged by the US Securities and Exchange Commission with improperly using mutual fund assets to pay for…

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  • Robert Rex, Esq.

Collins Street Bakery-Corsicana- $16M Embezzlement Nets Ten Year Sentence for Former Exec.
Collins Street Bakery-Corsicana- $16M Embezzlement Nets Ten Year Sentence for Former Exec. 150 150 Robert Rex, Esq.

September 16, 2015- Dallas/Corsicana, Texas The FBI announced that Sandy Jenkins and his wife, Kay Jenkins, were sentenced on felony charges of embezzlement for stealing $16 million dollars from the…

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  • Robert Rex, Esq.

South Florida Men Named in Alleged Commodities Scam by Regulators
South Florida Men Named in Alleged Commodities Scam by Regulators 150 150 Robert Rex, Esq.

September 17, 2015 The U S Commodity Futures Trading Commission (CFTC) announced  the filing of an enforcement action in US District Court for the Southern District of Florida against: Mintco…

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  • Robert Rex, Esq.

Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator
Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator 150 150 Robert Rex, Esq.

September 18, 2015- Lafayette, Lousiana The Investment News reports that Garrett Andrew Ahrens, a broker ranked as one of the top advisers in Louisiana by Barron’s, with assets under management…

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  • Robert Rex, Esq.

Global Arena Capital Brokers Sanctioned by Securities Regulators
Global Arena Capital Brokers Sanctioned by Securities Regulators 150 150 Robert Rex, Esq.

September 15, 2015- Washington, D.C. In a news release the Financial Industry Regulatory Authority (FINRA) announced finding numerous securities violations, including making  misleading sales pitches and  account churning at the…

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  • Robert Rex, Esq.

NEXT Financial Group May Be Sold According to Investment News
NEXT Financial Group May Be Sold According to Investment News 150 150 Robert Rex, Esq.

September 11, 2015 The Investment News reports that NEXT Financial Group, Inc. , a Houston based brokerage firm founded in 1999, is up for sale. NEXT Financial has over 700…

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  • Robert Rex, Esq.

Bankrate Inc. of North Palm Beach, Florida Fined $15 Million by Securities Regulator
Bankrate Inc. of North Palm Beach, Florida Fined $15 Million by Securities Regulator 150 150 Robert Rex, Esq.

September 8, 2015- North Palm Beach, Florida Bankrate Inc (RATE.N) resolved an action filed by the U.S. Securities and Exchange Commission that it engaged in accounting fraud to ensure that…

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