Rick J. Sande Archives

Robert Rex, Esq.
August 8, 2016

Rick J. Sande-Aegis Capital Broker-Discloses Pending Customer Arbitration Claim

Rick J. Sande-Aegis Capital Broker-Discloses Pending Customer Arbitration Claim https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 8, 2016 August 8, 2016

August 2016-Melville, New York The FINRA records of Rick J. Sande , a stock broker who is currently employed by Aegis Capital , disclose a pending customer dispute and a prior final customer dispute. The Financial Industry Regulatory…

Robert Rex, Esq.
August 3, 2016

Rick J. Sande-Aegis Capital Broker-Discloses Customer Dispute Alleging Churning

Rick J. Sande-Aegis Capital Broker-Discloses Customer Dispute Alleging Churning https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 August 3, 2016

August 2016-Melville, New York The FINRA records of Rick J. Sande , a stock broker who is currently employed by Aegis Capital Corp. , disclose a pending customer dispute and a prior final customer dispute. The Financial…