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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • Robert Rex, Esq.

Laurie Mayfield of Fredericksburg Texas Pleads Guilty to Wire Fraud
Laurie Mayfield of Fredericksburg Texas Pleads Guilty to Wire Fraud 150 150 Robert Rex, Esq.

June 9, 2015-San Antonio, Texas Laurie Mayfield (aka “Laurie H. Scott“) , 54, of Fredericksburg, Texas, pleaded guilty to one count of wire fraud to resolve allegations that from January…

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  • Robert Rex, Esq.

North Carolina Securities Regulators Pursuing Securities Fraudsters
North Carolina Securities Regulators Pursuing Securities Fraudsters 150 150 Robert Rex, Esq.

June 2015 In the June 2015 Newsletter the North Carolina Securities Division announced their involvement in the following cases: Darren Joseph Capote, of Patterson, NY, was indicted on July 11,…

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  • Robert Rex, Esq.

North Carolina Securities Regulators Announce Sentencing of Securities Fraudsters
North Carolina Securities Regulators Announce Sentencing of Securities Fraudsters 150 150 Robert Rex, Esq.

June 2015-NC Securities Division The North Carolina Securities Division‘s June 2015 Newsletter announced the sentencing of the following individuals for securities related violations: Michael Anthony Jenkins pleaded guilty to three…

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  • Robert Rex, Esq.

Alfaro’s San Antonio Based Company Primera Energy Files for Bankruptcy Protection
Alfaro’s San Antonio Based Company Primera Energy Files for Bankruptcy Protection 150 150 Robert Rex, Esq.

June 8, 2015-San Antonio, Texas Primera Energy filed for Chapter 11 bankruptcy protection in the U.S. Bankruptcy Court for the Western District of Texas. The filing came a day following…

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  • Robert Rex, Esq.

RBC Capital Markets Fined $1 Million Over Sale of Reverse Convertible Investments
RBC Capital Markets Fined $1 Million Over Sale of Reverse Convertible Investments 150 150 Robert Rex, Esq.

April 23, 2015 RBC Capital Markets ,  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  from 2008 through 2012 the firm…

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  • Robert Rex, Esq.

Phil Williamson Charged in South Florida Securities Fraud
Phil Williamson Charged in South Florida Securities Fraud 150 150 Robert Rex, Esq.

June 1, 2015 Phil D. Williamson, 48, of Miami, Florida, was charged with investment advisor fraud according to an FBI Press Release which reports that he raised over two million…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Dallas Based Novers Financial
Rex Securities Law Investigates Dallas Based Novers Financial 150 150 Robert Rex, Esq.

June 1, 2015-Dallas/Ft. Worth, Texas Rex Securities Law is investigating Novers Financial, Christopher A Novinger and Brady J. Speers, of Mansfield, Texas, in connection with the sale of life settlements.…

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  • Robert Rex, Esq.

Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law
Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law 150 150 Robert Rex, Esq.

June 1, 2015-San Miguel de Allende, Mexico  Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…

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  • Robert Rex, Esq.

Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender
Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender 150 150 Robert Rex, Esq.

March 17,2015-Irving Texas The FBI announced that Michael David Carroll, 39, pleaded guilty to the federal offense of failing to surrender to serve a 70 month sentence in an investor…

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  • Robert Rex, Esq.

Colleyville Texas Man Convicted in Wind Farm Investment Scam
Colleyville Texas Man Convicted in Wind Farm Investment Scam 150 150 Robert Rex, Esq.

April 8, 2015- Dallas, Texas David Lyman Spalding of Colleyville, Texas was convicted by a federal jury on wire fraud, mail fraud and making false statements in connection with a…

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