• Robert Rex, Esq.

Hilltop Securities Named in 46 Regulatory Events/22 Customer Arbitrations
Hilltop Securities Named in 46 Regulatory Events/22 Customer Arbitrations 150 150 Robert Rex, Esq.

  2024 update- Hilltop Securities Lawsuits, Arbitrations & Customer Disputes April 11, 2016-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms.…

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  • Robert Rex, Esq.

Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX
Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX 150 150 Robert Rex, Esq.

October 2023-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Bradley Glasman – 26 Customer Disputes on FINRA Records-Dallas,TX
Bradley Glasman – 26 Customer Disputes on FINRA Records-Dallas,TX 150 150 Robert Rex, Esq.

April 11, 2016-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Howard Landers-1st Bridgehouse Securities Broker, Miami, FL-Suspended by FINRA
Howard Landers-1st Bridgehouse Securities Broker, Miami, FL-Suspended by FINRA 150 150 Robert Rex, Esq.

UPDATE June 2020 December 2019-FINRA suspended Landers for two years for holding himself out as a chief compliance officer while statutorily disqualified and failed to disclose a personal bankruptcy filing…

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  • Robert Rex, Esq.

Danny L. Butcher Discharged by Edward Jones-Canyon, Texas
Danny L. Butcher Discharged by Edward Jones-Canyon, Texas 150 150 Robert Rex, Esq.

April 10, 2016-Canyon, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker
Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker 150 150 Robert Rex, Esq.

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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  • Robert Rex, Esq.

Bruce Meyers Investigation-Meyers Associates, LP
Bruce Meyers Investigation-Meyers Associates, LP 150 150 Robert Rex, Esq.

UPDATE-April 2017 The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for  Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2…

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  • Robert Rex, Esq.

Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension
Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension 150 150 Robert Rex, Esq.

May 2017-Newton, PA The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Neal Scott-Former Euro Pacific Capital Broker Named in Customer Arbitration
Neal Scott-Former Euro Pacific Capital Broker Named in Customer Arbitration 150 150 Robert Rex, Esq.

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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  • Robert Rex, Esq.

EDI Financial in El Paso, Texas Ordered to Pay Customer $273K
EDI Financial in El Paso, Texas Ordered to Pay Customer $273K 150 150 Robert Rex, Esq.

January 19, 2016-El Paso, Texas A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered stock brokerage firm EDI Financial, Inc. to pay a customer $273,606 in damages and attorney fees.…

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