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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

San Antonio Business Woman Sentenced to 7 Years for Wire Fraud
San Antonio Business Woman Sentenced to 7 Years for Wire Fraud 150 150 Robert Rex, Esq.

August 25, 2015- San Antonio, Texas Lea Ann Blystone, 48,  of San Antonio was sentenced to seven years in federal prison in connection with a $1.4 million wire fraud scheme.…

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  • Robert Rex, Esq.

Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam
Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam 150 150 Robert Rex, Esq.

September 1, 2015- Sherman, Texas Thomas W. Lucas, Jr. , 35 of Plano, Texas was sentenced to 210 months in federal prison following his conviction on 7 counts of wire…

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  • Robert Rex, Esq.

Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board
Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board 150 150 Robert Rex, Esq.

September 4, 2015- Austin, Texas Texas Securities Commissioner John Morgan entered a Disciplinary Order against Dallas based WFG Investments, Inc. , reprimanding and fining the company $175,000 for failing to…

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  • Robert Rex, Esq.

Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges
Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges 150 150 Robert Rex, Esq.

September 4, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that former Corpus Christi investment adviser Kenneth Wayne Graves was sentenced to concurrent 7 year state prison terms…

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  • Robert Rex, Esq.

Houston Attorney Indicted on Charges of Wire Fraud/Money Laundering
Houston Attorney Indicted on Charges of Wire Fraud/Money Laundering 150 150 Robert Rex, Esq.

September 1 , 2015- Los Angeles/ Houston The FBI announced the indictment of Stephen Young Kang, 46, of Newport Beach, CA and Houston, Texas, who is charged with wire fraud…

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  • Robert Rex, Esq.

SEC Names West Palm Beach Man in Boiler Room Securities Fraud
SEC Names West Palm Beach Man in Boiler Room Securities Fraud 150 150 Robert Rex, Esq.

August 20, 2015-West Palm Beach, FL Moshe Yehuda Dunoff was charged by the Securities and Exchange Commission (SEC) with participating in a boiler room fraud that raised over $1.5 million…

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  • Robert Rex, Esq.

Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action
Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action 150 150 Robert Rex, Esq.

August 28, 2015 Iowa Insurance Commissioner Nick Gerhart issued a cease and desist order to the following Austin, Texas residents: Carson Energy, Inc.              …

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  • Robert Rex, Esq.

Armando Hernandez Leal Admits Laundering $66 Million From Mexican Investor-San Antonio
Armando Hernandez Leal Admits Laundering $66 Million From Mexican Investor-San Antonio 150 150 Robert Rex, Esq.

August 26, 2015- San Antonio, Texas The FBI reports that Armando Jesus Hernandez Leal, 53, of Shavano Park, Texas, pleaded guilty to federal money laundering charges in connection with a…

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  • Robert Rex, Esq.

E1 Asset Management Sanctioned by Securities Regulators for Supervisory Deficiencies
E1 Asset Management Sanctioned by Securities Regulators for Supervisory Deficiencies 150 150 Robert Rex, Esq.

June 5 , 2015 E1 Asset Management , entered into a Letter of Acceptance, Waiver and Consent (AWC)  with the Financial Industry Regulatory Authority (FINRA) to resolve numerous allegations related to supervision, including allegations…

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  • Robert Rex, Esq.

Dallas Attorney Sentenced for Investor Fraud in Nue Vodka/Vanguard Vodka Scam
Dallas Attorney Sentenced for Investor Fraud in Nue Vodka/Vanguard Vodka Scam 150 150 Robert Rex, Esq.

August 19, 2015- Dallas, Texas Andrew Lee Siegel, 56, a Dallas attorney pleaded guilty to felony offenses involving copyright infringement and investor fraud and was sentenced by US District Judge…

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