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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Lubbock National Bank Hosts Financial Exploitation Seminar Wednesday, August 3, 2016
Lubbock National Bank Hosts Financial Exploitation Seminar Wednesday, August 3, 2016 150 150 Robert Rex, Esq.

August 1, 2016-Lubbock, Texas Lubbock National Bank announces a free seminar on financial exploitation of the elderly to be held on August 3, 2016, at 2:30 PM , at Raider…

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  • Robert Rex, Esq.

David K. Larson of Sonstone Trading Indicted for Wire Fraud
David K. Larson of Sonstone Trading Indicted for Wire Fraud 150 150 Robert Rex, Esq.

May 2016-Wichita, Kansas The Department of Justice announced the indictment of David K. Larson, 70, of Hillsboro, Kansas, who is charged with one count of wire fraud for allegedly carrying…

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  • Robert Rex, Esq.

Janet Ross, CCO of Accelerated Capital Group, Named in 3 Customer Arbitrations
Janet Ross, CCO of Accelerated Capital Group, Named in 3 Customer Arbitrations 150 150 Robert Rex, Esq.

July 2016- The FINRA records of Janet Ross  , Chief Compliance Officer of Accelerated Capital Group  , disclose 3  pending customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms.…

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  • Robert Rex, Esq.

Ronnie W. Shaffer-OneAmerica Securities Broker-Discloses Outstanding Judgements/Liens
Ronnie W. Shaffer-OneAmerica Securities Broker-Discloses Outstanding Judgements/Liens 150 150 Robert Rex, Esq.

July 2016- Tyler, Texas The FINRA records of Ronnie W. Shaffer  , a stock broker who works for OneAmerica Securities, disclose  7 outstanding judgements/liens The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers…

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  • Robert Rex, Esq.

Dion R. Padilla-NEXT Financial Group Broker-Sanctioned Over Annuity Sales
Dion R. Padilla-NEXT Financial Group Broker-Sanctioned Over Annuity Sales 150 150 Robert Rex, Esq.

May 2019 UPDATE- Dion Padilla/ AT&T Retirement Account investigation. See this for details.   ORIGINAL POST-July 2016- San Antonio, Texas The FINRA records of Dion R. Padilla  , a stock broker currently employed by NEXT…

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  • Robert Rex, Esq.

Andrew D. Tomlinson-Geneos Wealth Broker-Discloses $300,000 Customer Dispute
Andrew D. Tomlinson-Geneos Wealth Broker-Discloses $300,000 Customer Dispute 150 150 Robert Rex, Esq.

July 2016- Prescott, AZ The FINRA records of Andrew D. Tomlinson III  , a stock broker currently employed by Geneos Wealth Management , disclose 3 prior final customer disputes and a currently pending customer dispute .…

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  • Robert Rex, Esq.

Ray G. Reese-Money Capital Concepts Broker-Discloses Customer Settlement Over Oil & Gas Investment-Farmington, MO
Ray G. Reese-Money Capital Concepts Broker-Discloses Customer Settlement Over Oil & Gas Investment-Farmington, MO 150 150 Robert Rex, Esq.

July 2020- Farmington, MO The FINRA records of Ray G. Reese  , a stock broker currently employed by Money Concepts Capital Corp , disclose  2 pending and  3 prior final customer disputes. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Marcus Schrenker-Fraudster Who Faked Death-Featured in Financial Fraud Documentary
Marcus Schrenker-Fraudster Who Faked Death-Featured in Financial Fraud Documentary 150 150 Robert Rex, Esq.

Indianapolis The Times, www.NWI.com reports that Marcus Schrenker, a native of Merrillville who faked his own death in 2009 in an attempt to avoid state and federal  fraud investigations is…

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  • Robert Rex, Esq.

Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry
Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry 150 150 Robert Rex, Esq.

Oklahoma City, OK According to FINRA records,  Tonya M. White (aka Tonya M. Nix)  ,   a stockbroker who formerly worked for Edward Jones  discloses a final regulatory matter and a separation from employment after…

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  • Robert Rex, Esq.

Eric W. Harding-Former Wells Fargo Broker-Discloses Terminations-Scottsdale, AZ
Eric W. Harding-Former Wells Fargo Broker-Discloses Terminations-Scottsdale, AZ 150 150 Robert Rex, Esq.

UPDATE APRIL 2017–United Planners Financial Services of America discloses that Eric W. Harding was discharged 10/2016 for “Failure to follow firm procedures and repay amounts owed to the firm.” ORIGINAL…

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