July 2016- Columbus, Nebraska The FINRA records of Roger B. Deal , a stock broker currently employed by Geneos Wealth Management , disclose a currently pending customer dispute . The Financial Industry Regulatory Authority (FINRA) is the…
read moreJuly 2016- John Creek, Georgia The FINRA records of Gary L. Glover , a stock broker currently employed by Concorde Investment Services, disclose a prior final customer dispute, 2 pending customer disputes, a prior final financial event…
read moreCampbell, CA According to FINRA records, Barry W. Lemay , a stockbroker who formerly worked for VSR Financial Services discloses 9 final customer disputes and one pending customer dispute. The Financial Industry Regulatory Authority…
read moreInvestors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…
read moreMay 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…
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