Oklahoma City, OK The FINRA records of Aaron B. Wilbanks, President and CEO of Wilbanks Securities , the FINRA records of Randall L. Wilbanks, Vice President of Wilbanks Securities, and the FINRA records of Steven D. Sharpe,…
read moreGrand Junction, CO The FINRA records of John R. Stevens , a stock broker who is currently not licensed and who was last employed by Wilbanks Securities disclose 2 prior customer disputes, 3 pending…
read moreAugust 2016-Frisco, Texas The FINRA records of Michael B. Inderlied , a stock broker who is currently not licensed and who was last employed by Adirondack Trading Group disclose a prior regulatory event, 2 prior customer…
read moreAugust 2016-Winter Park, Florida The FINRA records of Jamie D. Pope , a stock broker who has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to…
read moreDecember 30 , 2015-Dallas, Texas Larry Michael Crabtree entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while associated with WFG…
read more