Last Updated: July 2025 – Upper Sandusky, OH
Here’s what you need to know about Upper Sandusky, OH stockbroker Todd Allen Leightey:
- Name: Mr. Todd Allen Leightey
- Current Employer: Northwestern Mutual Investment Services, LLC
- Prior Employers: Edward Jones
- Function: Stockbroker / Financial Advisor
- Aliases: Todd A. Leightey
- Primary Location: Upper Sandusky, OH
- CRD Number: 4409118
- Can Todd Leightey be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: Yes
- Highest Settlement or Award: $6,000
If you’ve sustained damages from Mr. Leightey, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Todd Leightey As Your Stockbroker?
A dispute was filed by a customer of Northwest Mutual against Todd Leightey in April 2022, involving the sale of a variable annuity. The clients alleged they were not properly informed about the surrender charges associated with the annuity contract. The firm waived the back-end surrender charge as a goodwill gesture and settled the matter for $6,000.
In May 2025 FINRA suspended Leightey for four months (6/16/25-10/15/25) to resolve allegations that he recommended purchases of variable annuities for three customers without a reasonable basis to believe the suitable. He was also fined $5,000.
See this for our prior investigations of cases involving Annuities
Allegations of Broker Misconduct Against Todd Leightey
Clients of Todd Leightey and securities regulators have alleged the following misconduct:
- Failure to Disclose Surrender Charges on Variable Annuity
- Recommended investment in variable annuities without a reasonable basis to believe the recommendation was suitable
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Todd Allen Leightey, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.