Last Updated: July 2025 – Clayton, MO
Here’s what you need to know about Clayton, MO stockbroker Anthony King:
- Name: Mr. Anthony King
- Current Employer: UBS Financial Services Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Anthony King
- Primary Location: Clayton, MO
- CRD Number: 6012568
- Can Anthony King be sued in FINRA arbitration? Yes
- Customer Disputes: Denied by firm
If you’ve sustained damages from Mr. King, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Anthony King As Your Stockbroker?
A written customer complaint was filed against Anthony King and UBS Financial Services Inc. in March 2025. The complaint alleged that between March 3, 2025, and March 21, 2025, Mr. King and his team engaged in unauthorized trading activities after being instructed to pause all trading by the client, who was the trustee of the account. The trades were reportedly made without the client’s authorization. The complaint was denied by the firm and apparently the customer has not filed an arbitration or otherwise taken steps to pursue the matter further.
Allegations of Broker Misconduct Against Anthony King
The following misconduct has been alleged against Anthony King:
- Unauthorized Trading
- Violation of Client Instructions
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other UBS Financial brokers
If you have suffered investment losses in an account handled by Anthony King, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.