Last Updated: July 2025 – Miami, FL
Here’s what you need to know about Miami, FL, stockbroker Patricia P. Holder:
- Name: Patricia P. Holder
- CRD Number: 2894768
- Current Employer: Insigneo Securities, LLC and Insigneo Advisory Services, LLC
- Function: Stockbroker / Financial Advisor
- Aliases: Paquita Patricia Holder, Patricia P. Holder
- Primary Location: Miami, FL
- Prior Employers: Morgan Stanley, Citigroup Global Markets, Merrill Lynch, Citicorp Investment Services
- Can Patricia Holder be sued in FINRA arbitration? Yes
- Pending Customer Dispute Seeks Damages: Unspecified amount at this time
If you’ve sustained damages from Ms. Holder, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Patricia Holder As Your Stockbroker?
Patricia Holder is currently the subject of a pending FINRA arbitration (Case No. 25-01312) filed on June 25, 2025, alleging unsuitable investment recommendations and violations of Regulation Best Interest (Reg BI) in connection with a securities-backed line of credit strategy. The time period in question spans 2014 to 2024, during her tenure at Morgan Stanley Smith Barney. The product type involved is listed as corporate debt, and the alleged damages are not yet unspecified.
The strategy in question may have involved leveraging a client’s securities portfolio to secure lines of credit, which carries risk exposure that may not be suitable for all investors. Such allegations may represent violations of FINRA Rule 2111 (Suitability) and Reg BI, which impose standards for recommending strategies that are in the best interest of the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Allegations of Broker Misconduct Against Patricia P. Holder
- Unsuitable investment recommendation and violations of Reg Best Interest with respect to securities-backed line of credit strategy
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Patricia P. Holder, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.