Last Updated: February 2026 — Boca Raton, FL
Here’s what you need to know about Boca Raton, FL stockbroker John James Pescatore:
- Name: John James Pescatore
- CRD Number: 2183696
- Current Employer: Ameriprise Financial Services, LLC (Registered Representative and Investment Adviser Representative since October 2025)
- Prior Firms:
- Oppenheimer & Co. Inc. (2006–2025) – Boca Raton, FL
- J.B. Hanauer & Co. (2002–2006)
- RBC Dain Rauscher Inc. (2002)
- Tucker Anthony Incorporated (1999–2002)
- Gibraltar Securities Co. (1991–1999)
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages of: $200,000
If you’ve sustained damages from Mr. Pescatore, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Pescatore As Your Stockbroker?
John J. Pescatore discloses three customer disputes on his BrokerCheck record, including one currently pending FINRA arbitration.
Pending FINRA Arbitration (Filed August 2025)
In August 2025 a claim was filed by a customer of Oppenheimer & Co. alleging that Pescatore improperly permitted a change of beneficiary upon the death of a customer. Damages of $200,000 are sought in this pending matter.
Allegations of Broker Misconduct Against John Pescatore
- Breach of Fiduciary Duty — Allegations that account changes were improperly permitted may implicate duties of loyalty and care owed to clients.
- Negligence — Claims involving improper processing of beneficiary designations may raise issues under FINRA Rule 2010
- Failure to Supervise — Claims of negligent supervision may implicate FINRA Rule 3110 (Supervision).
- Misrepresentation / Failure to Follow Instructions
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by John James Pescatore, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.