Last Updated: October 2026
Here’s What You Need to Know About Lakeland, Florida Stockbroker Buddy Mason
- Name: Buddy Dean Mason
- Employer: Barred from industry by FINRA
- Prior Employers: LPL Financial LLC, Allen & Company of Florida, LLC; First American National Securities, Inc.
- Function:Stockbroker / Financial Advisor
- Aliases:Buddy D. Mason
- Primary Location:Lakeland, Florida
- Other Business Affiliations: Allen & Company; Allen & Company of Florida, LLC; Allen Insurance Agency, LLC; Burgeon Enterprises LLC; real estate rental activities
- CRD Number: 1721391
- FINRA Arbitration Eligibility:Yes
- Sanctioned by FINRA:Yes, Permanently barred.
- Highest Settlement or Award:$129,500
If you’ve sustained damages from Mr. Mason, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Buddy Mason?
Buddy Mason, formerly associated with LPL Financial LLC in Lakeland, Florida, was barred from acting as a broker by FINRA in 10/2026. FINRA alleged that Mason refused to cooperate with a regulatory investigation.
Mason has two settled customer disputes, one for $129,500 and another for $10,000.
Mason is no longer registered as a stockbroker.
Allegations of Broker Misconduct Against Buddy Mason
- Selling away involving investment opportunities outside his brokerage firm
- Customer allegations of investment losses involving non-broker-dealer affiliate products
- Customer allegations involving direct participation programs and limited partnership interests
- Refusal to provide documents and information requested by FINRA
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Buddy Mason, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.