Last Updated: May 2026 – Williston, FL Here’s what you need to know about Osvaldo Delgado Jr. CRD Number: 5709747 Alias: Ozzie Delgado Current Employer: Kovack Securities Inc. Current Investment Adviser Firm: Kovack…
read moreLast Updated: May 2026 — Baytown, Texas Here’s what you need to know about Matthew B. White: CRD Number: 3039904 Name: Matthew Blaise White Current Employer: Cetera Wealth Services, LLC…
read moreLast Updated: May 2026 — Covington, Louisiana Here’s what you need to know about Gabriel Martin: CRD Number: 7815903 Broker Name: Gabriel Martin Registered Investment Advisor: Pelican Advisory Most Recent…
read moreLast Updated: May 2026 — Austin, Texas Here’s what you need to know about Samuel J. Duckett: CRD Number: 5820876 Broker Name: Samuel Jonathan Duckett Current Employer: Morgan Stanley (since…
read moreLast Updated: May 2026 (Melville, NY) Robert David Cohen Investigation Summary Here’s what you need to know about Melville, NY stockbroker Robert David Cohen: Name: Robert David Cohen Current Employer: Stifel, Nicolaus…
read moreLast Updated: May 2026 — Plano, TX Here’s what you need to know about Plano, TX stockbroker Jeffrey D. Mann: Name: Jeffrey Douglas Mann Current Employer: Douglas Scott Securities, Inc. (since 1995)…
read moreLast Updated: May 2026 (Miami, FL) Pablo Gherardi Investigation Summary Here’s What You Need to Know About Miami, FL former Stockbroker Pablo L. Gherardi: Name: Pablo Leonel Gherardi Current Employer:…
read moreLast Updated: May 2026 — Pompano Beach, Florida Here’s What You Need to Know About Pompano Beach, Florida Stockbroker Ken Arena Name: Kenneth Joseph Arena Current Employer: Cetera Wealth Services,…
read moreLast Updated: May 2026 — Southlake, TX Here’s what you need to know about Southlake, TX stockbroker Andrew Martz: Name: Andrew Martz Current Employer: LPL Financial LLC Prior Firms: Western International Securities,…
read moreMay 2026 (New York) United States Attorney’s Office Announces Conviction of GWG Holdings Chairman Bradley Hepner On May 7, 2026, Jay Clayton, U.S. Attorney for the Southern District of New…
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