Last Updated: March 2026 | Baltimore, MD Here’s what you need to know about Baltimore, MD, stockbroker Steven Gessner: Name: Mr. Steven Joseph Gessner Current Employer: Wealth Planning Group as…
read moreLast Updated: March 2026 (Torrance, CA) Jason Salmon Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Jason Salmon: Name: Mr. Jason Andrew Salmon Current Employer: FNEX…
read moreLast Updated: March 2026 — Nogales, Arizona Here’s what you need to know about Nogales, AZ, stockbroker Ernesto A. Chavez Jr.: Name: Ernesto A. Chavez Jr. CRD Number: 4315877 Current Employer: Emerson Equity…
read moreMarch 2026 – Brentwood, TN According to publicly available records Thomas Jenkins Parker (CRD#356789) ,  a stockbroker who is currently registered with Thoroughbred Financial Services,  disclose 2 prior regulatory events, 9…
read moreLast Updated: March 2026 — Beavercreek, OH Here’s what you need to know about Beavercreek, OH stockbroker Todd N. Nuss: Name: Todd N. Nuss Current Employer: Morgan Stanley — 4380 Buckeye Lane,…
read moreLast Updated: March 2026 — Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Mario L. Martinez: Name: Mario L. Martinez CRD Number: 6144561 Current…
read moreLast Updated: March 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shane Alexander Appelbaum: Name: Shane Alexander Appelbaum CRD Number: 4772668 Current…
read moreLast Updated: March 2026 — West Palm Beach, FL Here’s what you need to know about West Palm Beach, FL stockbroker Jon Paul Cirelli: Name: Jon Paul Cirelli CRD Number:…
read moreLast Updated: March 2026 — Vero Beach, FL Here’s what you need to know about Vero Beach, FL stockbroker James Claude Britt: Name: James Claude Britt CRD Number: 4523267 Current…
read moreLast Updated: March 2026 (East Elmhurst, NY) Brandon Leon Investigation Summary Here’s what you need to know about East Elmhurst, NY, stockbroker Brandon Leon: Name: Mr. Brandon Leon Current Employer:…
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