• Robert Rex, Esq.

Gary C. Haack-Former FSC Securities Broker-Discloses Settlement of Customer Dispute-San Antonio, TX
Gary C. Haack-Former FSC Securities Broker-Discloses Settlement of Customer Dispute-San Antonio, TX 150 150 Robert Rex, Esq.

January 2024- San Antonio, Texas According to publicly available records Gary C. Haack  (CRD#2796834) ,  a  stockbroker who currently is employed by Corecap Investments ,  discloses  2 prior customer disputes. The Financial Industry Regulatory…

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Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY
Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY 150 150 ER

Jonathon Ebel  Investigation January 2024-Hauppauge, NY According to publicly available record Jonathon Ebel, a Network 1 Financial Securities broker discloses three prior customer disputes and two pending customer disputes. The Financial Industry…

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George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC
George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC 150 150 ER

George Fellows Investigation January 2024- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a settled customer dispute and a termination.…

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Kenneth A. Luccioni-Former Triad Advisor Broker-Settles Multiple Suits Involving Over-concentration of Oil & Gas Investments-Park Ridge, IL
Kenneth A. Luccioni-Former Triad Advisor Broker-Settles Multiple Suits Involving Over-concentration of Oil & Gas Investments-Park Ridge, IL 150 150 ER

Kenneth A. Luccioni Investigation January 2024-Park Ridge, IL The FINRA records of Kenneth A. Luccioni,  a former stock broker who was last employed in the industry by Triad Advisors, Inc. ,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Lance Vainik
Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Lance Vainik 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Bingham Telegraph, MI) Lance Vainik Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Lance Vainik: Name: Mr. Lance Kevin Vainik Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shaun Stein formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Shaun Stein formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Jersey City, NJ) Shaun Stein Investigation Summary Here’s what you need to know about Jersey City, NJ, stockbroker Shaun Stein: Name: MR. Shaun Evan Stein Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Somerset Securities Broker Andrew Murdoch
Rex Securities Law Investment Fraud Attorney Investigates Somerset Securities Broker Andrew Murdoch 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Portland, OR) Andrew Murdoch Investigation Summary Here’s what you need to know about Portland, OR, stockbroker Andrew Murdoch: Name: Mr. Andrew Templeton Murdoch Current Employer: Somerset…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Triad Advisors / Bluewater Advisors Broker Jason Lavigne
Rex Securities Law Investment Fraud Attorney Investigates Triad Advisors / Bluewater Advisors Broker Jason Lavigne 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Easton, PA) Jason Lavigne Investigation Summary Here’s what you need to know about Easton, PA, stockbroker Jason Lavigne: Name: Mr. Jason Michael Lavigne Current Employer: Triad…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Stone Capital Broker Ibrahim Kurtulus
Rex Securities Law Investment Fraud Attorney Investigates Joseph Stone Capital Broker Ibrahim Kurtulus 150 150 Robert Rex, Esq.

Last Updated: July 2025 (New York, NY) Ibrahim Kurtulus Investigation Summary Here’s what you need to know about New York, NY stockbroker Ibrahim Ethem Kurtulus: Name: Ibrahim Ethem Kurtulus CRD Number: 2287372…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates The Strategic Financial Alliance Broker Cheri Knight
Rex Securities Law Investment Fraud Attorney Investigates The Strategic Financial Alliance Broker Cheri Knight 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Foothill Ranch, CA) Cheri Knight Investigation Summary Here’s what you need to know about Foothill Ranch, CA, stockbroker Cheri Knight: Name: Cheryl Lyn Knight Current Employer:…

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