• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anil Gulati formerly with Woodbury Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Anil Gulati formerly with Woodbury Financial Services 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Santa Clara, CA) Anil Gulati Investigation Summary Here’s what you need to know about Santa Clara, CA , stockbroker Anil Gulati: Name: Anil Gulati Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ryan Beisheuizen formerly with Fifth Third Securities
Rex Securities Law Investment Fraud Attorney Investigates Ryan Beisheuizen formerly with Fifth Third Securities 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Muskegon, MI) Ryan Beisheuizen Investigation Summary Here’s what you need to know about Muskegon, MI, stockbroker Ryan Beishuizen: Name: Mr. Ryan Matthew Beishuizen Current Employer: Securities…

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  • Robert Rex, Esq.

Former Customer of H. Beck ( now called Grove Point Investments) Broker Rick Poston-Brings $300K Suit For Unsuitable Alternative Investments-Plano, TX
Former Customer of H. Beck ( now called Grove Point Investments) Broker Rick Poston-Brings $300K Suit For Unsuitable Alternative Investments-Plano, TX 150 150 Robert Rex, Esq.

January 2024-Plano, TX  The FINRA records of  Richard  (“Rick”) E. Poston ,  a  stockbroker who last worked for H. Beck (now known as Grove Point Investments) in Plano, TX, discloses a pending…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Arthur McQuaide formerly with Spartan Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Arthur McQuaide formerly with Spartan Capital Securities 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Garden City, NY) Arthur McQuaide Investigation Summary Here’s what you need to know about Garden City, NY, stockbroker Arthur McQuaide: Name: Mr. Arthur Bruce McQuaide Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rob Silvestri formerly with Aegis Capital Corp.
Rex Securities Law Investment Fraud Attorney Investigates Rob Silvestri formerly with Aegis Capital Corp. 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Dallas, TX) Rob Silvestri Investigation Summary Here’s what you need to know about Dallas, TX, stockbroker Rob Silvestri: Name: Mr. Robert Allen Silvestri Current Employer: FINRA…

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  • Robert Rex, Esq.

William Gordon-Kovack Securities Broker-Discloses12 Customer Suits-Clearwater, FL
William Gordon-Kovack Securities Broker-Discloses12 Customer Suits-Clearwater, FL 150 150 Robert Rex, Esq.

January 2024 – Clearwater, FL According to publicly available records  William B. Gordon  (CRD# 2127800) ,  a   registered stockbroker currently employed by Kovack Securities  disclose a prior regulatory event and 12 prior…

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Ivan Shore-Oppenheimer & Co. Broker-Discloses Regulatory Event & Suspension-New York, NY
Ivan Shore-Oppenheimer & Co. Broker-Discloses Regulatory Event & Suspension-New York, NY 150 150 ER

Ivan Shore Investigation January 2024- New York, NY According to his FINRA record  Ivan Shore , a broker employed by Oppenheimer & Co. discloses a final regulatory investigation event and…

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  • Robert Rex, Esq.

Moody Securities Sanctioned by FINRA Over REIT Sales-Houston, TX
Moody Securities Sanctioned by FINRA Over REIT Sales-Houston, TX 150 150 Robert Rex, Esq.

January 2024, Houston, Texas  Moody Securities, LLC,  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that it violated FINRA rules  governing…

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John Kevin Egan- Former Western International Securities Broker-Discloses 4 Customer Disputes Seeking More Than $500,000-Glendora, CA
John Kevin Egan- Former Western International Securities Broker-Discloses 4 Customer Disputes Seeking More Than $500,000-Glendora, CA 150 150 ER

John Egan Investigation January 2024– Glendora, CA According to publicly available records John Kevin Egan  an unregistered broker previously employed by Western International Securities,  discloses 4 pending customer disputes and 3…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jerry Respasz formerly with Ausdal Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Jerry Respasz formerly with Ausdal Financial Partners 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Peoria, IL) Jerry Respasz Investigation Summary Here’s what you need to know about Peoria, IL, stockbroker Jerry Respasz: Name: Mr. Gerald Lee Respasz Current Employer: Not…

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