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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Pamela Calhoun formerly with Cetera Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Pamela Calhoun formerly with Cetera Investment Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Newnan, GA) Pamela Calhoun Investigation Summary Here’s what you need to know about Newnan, GA, stockbroker Pamela Calhoun: Name: Pamela Michelle Calhoun Current Employer: Fidelity Brokerage…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Andrew Lofton a Broker with Cetera Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Andrew Lofton a Broker with Cetera Investment Services 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Franklin, Tennessee) Andrew Lofton Investigation Summary Here’s what you need to know about Franklin, TN, stockbroker Andrew Lofton: Name: Mr. Andrew Zachary Lofton Current Employer: Cetera Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chay Lapin formerly with Growth Capital Services / Kay Properties
Rex Securities Law Investment Fraud Attorney Investigates Chay Lapin formerly with Growth Capital Services / Kay Properties 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Torrance, CA) Chay Lapin Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Chay Lapin: Name: Mr. Chay Thomas Lapin Current Employer: FNEX…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Talin Kalfayan a broker with Western International Securities
Rex Securities Law Investment Fraud Attorney Investigates Talin Kalfayan a broker with Western International Securities 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Westlake Village, CA ) Talin Kalfayan Investigation Summary Here’s what you need to know about Westlake Village, CA, stockbroker Talin Kalfayan: Name: Mr. Talin Kalfayan Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Rogers formerly with Belpointe Asset Management
Rex Securities Law Investment Fraud Attorney Investigates Richard Rogers formerly with Belpointe Asset Management 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Phoenix, AZ) Richard Rogers Investigation Summary Here’s what you need to know about Phoenix, AZ, registered investment advisor Richard Rogers: Name: Mr. Richard Sherman Rogers, Jr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Santariello formerly with Arive Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates John Santariello formerly with Arive Capital Markets 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Coram, NY) John Santariello Investigation Summary Here’s what you need to know about Coram, NY, stockbroker John Santariello: Name: Mr. John Joseph Santariello Current Employer: Barred…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Kearneysville, WV) Cody Roos Investigation Summary Here’s what you need to know about Kearneysville, WV, stockbroker Cody Roos: Name: Mr. Cody Robert Roos Current Employer: Currently…

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  • Robert Rex, Esq.

Securities Arbitration vs. Securities Mediation
Securities Arbitration vs. Securities Mediation 150 150 Robert Rex, Esq.

  The Financial Industry Regulatory Authority (FINRA) provides the following explanation of the difference between Arbitration and Mediation: “Overview Arbitration and mediation are two distinct ways of resolving securities and…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Audia formerly with Joseph Stone Capital
Rex Securities Law Investment Fraud Attorney Investigates Joseph Audia formerly with Joseph Stone Capital 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Hauppauge, NY) Joseph Audia Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Joseph Audia: Name: Mr. Joseph Scott Audia Current Employer: VCS…

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  • ER

Kimberley Nuessmann – Former Securities America Advisor Discloses a Regulatory Event-Redwood City, CA
Kimberley Nuessmann – Former Securities America Advisor Discloses a Regulatory Event-Redwood City, CA 150 150 ER

Kimberly Nuessmann Investigation February 2024 -Redwood City, CA Kimberly Nuessmann, an unregistered stockbroker who was previously registered with Securities America, Inc.  discloses a regulatory event on her FINRA record. The…

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