Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Keith Curtis formerly with Aegis Capital Corp.
Rex Securities Law Investment Fraud Attorney Investigates Keith Curtis formerly with Aegis Capital Corp. 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Sarasota, FL) Keith Curtis Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Keith Curtis: Name: Mr. Keith Michael Curtis Current Employer: FINRA…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Troy, Michigan) Bill Collins Investigation Summary Here’s what you need to know about Troy, MI, stockbroker William Collins: Name: Mr. William Lief Collins Current Employer: Cetera…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Richard Brittain
Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Richard Brittain 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Valencia, CA) Richard Brittain Investigation Summary Here’s what you need to know about Valencia, CA, stockbroker Richard Brittain: Name: Mr. Richard Dustin Brittain Current Employer: Equitable…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Thomas Bates
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Thomas Bates 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Columbus, Ohio) Thomas Bates Investigation Summary Here’s what you need to know about Columbus, OH, stockbroker Thomas Bates: Name: Mr. Thomas Ray Bates Current Employer: Cambridge…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Avantax Investment Services Broker Peter Maniscalco
Rex Securities Law Investment Fraud Attorney Investigates Avantax Investment Services Broker Peter Maniscalco 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Staten Island, NY) Peter Maniscalco Investigation Summary Here’s what you need to know about Staten Island, NY, stockbroker Peter Maniscalco: Name: Mr. Peter Maniscalco Current Employer:…

read more
  • Robert Rex, Esq.

Gary C. Haack-Former FSC Securities Broker-Discloses Settlement of Customer Dispute-San Antonio, TX
Gary C. Haack-Former FSC Securities Broker-Discloses Settlement of Customer Dispute-San Antonio, TX 150 150 Robert Rex, Esq.

January 2024- San Antonio, Texas According to publicly available records Gary C. Haack  (CRD#2796834) ,  a  stockbroker who currently is employed by Corecap Investments ,  discloses  2 prior customer disputes. The Financial Industry Regulatory…

read more
  • ER

Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY
Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY 150 150 ER

Jonathon Ebel  Investigation January 2024-Hauppauge, NY According to publicly available record Jonathon Ebel, a Network 1 Financial Securities broker discloses three prior customer disputes and two pending customer disputes. The Financial Industry…

read more
  • ER

George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC
George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC 150 150 ER

George Fellows Investigation January 2024- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a settled customer dispute and a termination.…

read more
  • ER

Kenneth A. Luccioni-Former Triad Advisor Broker-Settles Multiple Suits Involving Over-concentration of Oil & Gas Investments-Park Ridge, IL
Kenneth A. Luccioni-Former Triad Advisor Broker-Settles Multiple Suits Involving Over-concentration of Oil & Gas Investments-Park Ridge, IL 150 150 ER

Kenneth A. Luccioni Investigation January 2024-Park Ridge, IL The FINRA records of Kenneth A. Luccioni,  a former stock broker who was last employed in the industry by Triad Advisors, Inc. ,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Lance Vainik
Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Lance Vainik 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Bingham Telegraph, MI) Lance Vainik Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Lance Vainik: Name: Mr. Lance Kevin Vainik Current…

read more
Enter your
text here

You cannot copy content of this page