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Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments
Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments 150 150 ER

Last Updated:  September 2023 (Lake Worth, FLA) Kevin Hobbs Investigation Summary Here’s what you need to know about Lake Worth, Florida ,  stockbroker Kevin Hobbs: Name:  Mr. Kevin A. Hobbs…

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Mirso Muharemovic-Former Arive Capital Markets Broker-Discloses Regulatory Suspension and Three Prior Customer Disputes – Coram, NY
Mirso Muharemovic-Former Arive Capital Markets Broker-Discloses Regulatory Suspension and Three Prior Customer Disputes – Coram, NY 150 150 ER

Mirso Muharemovic Investigation June 2023-Coram, NY According to publicly available records Mirso Muharemovic, a former Arive Capital Markets broker discloses a final regulatory matter and three prior customer disputes. The Financial Industry…

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Mike DeLuca-Fortune Financial Services Broker-Discloses Regulatory Suspension- New Brighton, PA
Mike DeLuca-Fortune Financial Services Broker-Discloses Regulatory Suspension- New Brighton, PA 150 150 ER

Mike DeLuca Investigation June 2023-New Brighton, PA According to publicly available records Michael DeLuca, a Fortune Financial Services, Inc. broker discloses a final regulatory matter. The Financial Industry Regulatory Authority (FINRA) is…

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Kevin Klickna – Former Equitable Advisors Broker-Discloses Regulatory Suspension- Rochester, IL
Kevin Klickna – Former Equitable Advisors Broker-Discloses Regulatory Suspension- Rochester, IL 150 150 ER

Kevin Klickna Investigation June 2023-Rochester, IL  According to publicly available records Kevin Klickna a currently unregistered broker most recently employed with Equitable Advisors discloses a final regulatory matter and a termination…

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Clinton Curtright-Morgan Stanley Broker- Discloses 6M Pending Customer Dispute-La Jolla, CA
Clinton Curtright-Morgan Stanley Broker- Discloses 6M Pending Customer Dispute-La Jolla, CA 150 150 ER

Clinton Curtright Investigation June 2023 – LaJolla, CA According to publicly available records  Clinton Curtright ,  a broker with Morgan Stanley,  discloses a $6,000,000 pending customer dispute The Financial Industry Regulatory Authority…

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Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY
Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY 150 150 ER

Todd Cirella Investigation June 2023-Melville, NY According to publicly available records Todd Anthony Cirella a broker with Laidlaw & Company, Ltd.,  discloses a final regulatory matter resulting in a 3 month…

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Robert Rich-Former Wells Fargo Advisor-Discloses a Regulatory Event and Termination- New York, NY
Robert Rich-Former Wells Fargo Advisor-Discloses a Regulatory Event and Termination- New York, NY 150 150 ER

Robert Rich Investigation June 2023– Farmington, UT According to publicly available records, Robert Grant Rich, a broker previously with Wells Fargo Advisors Financial Network,  discloses a final regulatory matter resulting him…

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Christine Bourdelais-Former NY Life Securities Financial Advisor Suspended by Regulator-Norfolk, VA
Christine Bourdelais-Former NY Life Securities Financial Advisor Suspended by Regulator-Norfolk, VA 150 150 ER

Christine Bourdelais Investigation June  2023, Norfolk, VA According to publicly available records Christine Bourdelais, a former NYLife Securities broker discloses a final regulatory matter. The Financial Industry Regulatory Authority (FINRA) is the agency…

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David J. Morris- Former Stifel, Nicolaus & Company Broker-Barred From Securities Industry by Regulators & Subject of Customer Suit -Chicago, IL
David J. Morris- Former Stifel, Nicolaus & Company Broker-Barred From Securities Industry by Regulators & Subject of Customer Suit -Chicago, IL 150 150 ER

David Jeffrey Morris Investigation June 2023-Chicago, IL According to publicly available records David Jeffrey Morris a former broker who last worked for Stifel, Nicolas & Company,  discloses a final regulatory matter…

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