Last Updated: July 2025 Tasty Brands LP According to a posting on the Triton Pacific website: “Triton Pacific is a Los Angeles, CA based private equity firm founded in 2001…
read moreLast Updated: July 2025 – Orlando, Florida Here’s what you need to know about Orlando, FL, former stockbroker Michael Edwin Magruder: Name: Michael Edwin Magruder CRD Number: 4579211 Current Status:…
read moreLast Updated: July 2025 – New York, New York Here’s what you need to know about New York, NY stockbroker Richard M. Ciraco: Name: Richard Michael Ciraco CRD Number: 825969…
read moreLast Updated: July 2025 – New Braunfels, Texas Here’s what you need to know about New Braunfels, TX, registered investment advisor Yvette Barrera: Name: Yvette Barrera CRD Number: 7306089 Current…
read moreLast Updated: July 2025 – Encinitas, California Here’s what you need to know about Encinitas, CA, stockbroker Omar Gomez-Dominguez: Name: Omar Gomez-Dominguez CRD Number: 5905232 Current Status: Not currently registered…
read moreAugust 2025-Farmingdale, NY The FINRA records of Thomas J. Tedeschi, a currently unregistered stockbroker who was last employed by Spartan Capital Securities disclose 6 prior customer disputes and two regulatory matters. The…
read moreLast Updated: July 2025 – Miami, FL Here’s what you need to know about Miami, FL, stockbroker Patricia P. Holder: Name: Patricia P. Holder CRD Number: 2894768 Current Employer: Insigneo…
read moreLast Updated: July 2025 – Brea, CA Here’s what you need to know about Brea, CA, stockbroker Derek Johnson: Name: Derek Michael Johnson CRD Number: 2922680 Current Employer: Morgan Stanley…
read moreLast Updated: July 2025 — Bal Harbour, Florida Here’s what you need to know about Bal Harbour, FL, stockbroker Edward Joseph Cohen: Name: Edward Joseph Cohen CRD Number: 4693017 Current Employer: Truist Advisory…
read moreLast Updated: July 2025 – Irvine, CA Here’s what you need to know about Irvine, CA, stockbroker Tom Liu: Name: Yilun Liu CRD Number:6834194 Current Employer: Morgan Stanley Function: Stockbroker…
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