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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Realized Financial Broker Jacob Adams
Rex Securities Law Investment Fraud Attorney Investigates former Realized Financial Broker Jacob Adams 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Austin, TX) Jacob Adams Investigation Summary Here’s what you need to know about Austin, TX, stockbroker Jacob Adams: Name: Mr. Jacob George Adams Current Employer: Principal…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Independence, OH) Sanjay Bhargava Investigation Summary Here’s what you need to know about Independence, OH, former stockbroker Sanjay Bhargava: Name: Mr. Sanjay Bhargava Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Westlake Village, CA / Boise, Idaho) Spencer Miller Investigation Summary Here’s what you need to know about Westlake Village, CA & Boise, ID, stockbroker Spencer Miller:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Monica Osborne formerly a broker with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Monica Osborne formerly a broker with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Anthem, AZ & Eugene, OR) Monica Alicia Osborne Investigation Summary Here’s what you need to know about Anthem, AZ & Eugene, OR stockbroker Monica Alicia Osborne:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer
Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker John James Pescatore: Name: John James Pescatore CRD Number: 2183696 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services
Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Garth James Lurvey: Name: Garth James Lurvey CRD Number: 4729301 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Martin Lerner, Former Broker with David Lerner Associates
Rex Securities Law Investment Fraud Attorney Investigates Martin Lerner, Former Broker with David Lerner Associates 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Martin Lerner: Name: Martin Lerner CRD Number: 871038 Current Employer: Not…

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  • ER

Craig Accardo – FSC Securities Broker- Discloses $3.5 M settlement of Customer Dispute -Metairie, LA
Craig Accardo – FSC Securities Broker- Discloses $3.5 M settlement of Customer Dispute -Metairie, LA 150 150 ER

Craig Accardo Investigation February 2026-Metairie, LA According to publicly available records Craig Accardo a former FSC Securities Corporation broker discloses a prior customer dispute . Accardo has been registered with…

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