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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Michael Sloan-Former Wintrust Investments Broker-Discloses Customer Dispute Over Non-Traded REITs -St. Charles, IL
Michael Sloan-Former Wintrust Investments Broker-Discloses Customer Dispute Over Non-Traded REITs -St. Charles, IL 150 150 ER

Micheal Sloan Investigation March 2026- St. Charles, IL According to FINRA records,  Michael Peter Sloan,  a former Wintrust Investments broker disclose a pending customer dispute. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Giasamis “James” Sideris formerly with Arive Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates Giasamis “James” Sideris formerly with Arive Capital Markets 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Tifton, GA) Giasamis “James” Sideris Investigation Summary Here’s what you need to know about Brooklyn, NY, former stockbroker Giasamis “James” Sideris: Name: Mr. Giasamis Sideris Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gali Horev, a broker with Dempsey Lord Smith
Rex Securities Law Investment Fraud Attorney Investigates Gali Horev, a broker with Dempsey Lord Smith 150 150 Robert Rex, Esq.

Last Updated:  March 2026 (Irvine, CA) Gal Gali Horev Investigation Summary Here’s what you need to know about Irvine, CA stockbroker Gal Gali Horev: Name: Gal Gali Horev Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates First Horizon Advisors/ Wells Fargo Broker Joseph P. Barreca Jr.
Rex Securities Law Investment Fraud Attorney Investigates First Horizon Advisors/ Wells Fargo Broker Joseph P. Barreca Jr. 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Metairie, LA Joseph P. Barreca Jr. Investigation Summary Here’s what you need to know about Metairie, LA stockbroker Joseph P. Barreca Jr.: Name: Mr. Joseph P.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Daniel Raupp
Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Daniel Raupp 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Setauket, NY) Daniel Raupp Investigation Summary Here’s what you need to know about Setauket, NY, stockbroker Daniel Raupp: Name: Mr. Daniel Philip Raupp Current Employer: Concorde…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Michael Vassalotti
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Michael Vassalotti 150 150 Robert Rex, Esq.

Last Updated: March 2026 (West Palm Beach, FL) Michael Vassalotti Investigation Summary Here’s what you need to know about West Palm Beach, Florida, former stockbroker Michael Vassalotti: Name: Mr. Michael…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Jeffrey Buck
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Jeffrey Buck 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Honolulu, HI; Denver, CO) Jeffrey Buck Investigation Summary Here’s what you need to know about Honolulu, HI, stockbroker Jeffrey Buck: Name: Mr. Jeffrey David Buck Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Griffith formerly with Lifemark Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates David Griffith formerly with Lifemark Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Utica, NY) David Griffith Investigation Summary Here’s what you need to know about Utica, NY, stockbroker David Griffith: Name: Mr. David Kristopher Griffith LInkedIn Profile Current…

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  • Robert Rex, Esq.

Rex Securities Law Investigate Morgan Hill – Hill and Hill Financial- Over GWG L-Bond Losses – Woodstock, GA
Rex Securities Law Investigate Morgan Hill – Hill and Hill Financial- Over GWG L-Bond Losses – Woodstock, GA 150 150 Robert Rex, Esq.

Morgan Darby Hill/GWG L-Bond Investigation   March 2026- Woodstock, GA  According to publicly available records Morgan Darby Hill,  a broker formerly employed by Center Street Securities  (12/2014-12/2023),  discloses several settlements with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Braun formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Bill Braun formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Boca Raton, FL) Bill Braun Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Bill Braun: Name: Mr. William John Braun Current…

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