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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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David J. Morris- Former Stifel, Nicolaus & Company Broker-Barred From Securities Industry by Regulators-Chicago, IL
David J. Morris- Former Stifel, Nicolaus & Company Broker-Barred From Securities Industry by Regulators-Chicago, IL 150 150 ER

David Jeffrey Morris Investigation March 2026-Chicago, IL According to publicly available records David Jeffrey Morris a former broker who last worked for Stifel, Nicolas & Company,  discloses a final regulatory matter…

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Rex Securities Law Investment Fraud Attorney Investigates Jack Thacker, Jr. formerly with Center Street Securities
Rex Securities Law Investment Fraud Attorney Investigates Jack Thacker, Jr. formerly with Center Street Securities 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Bristol, VA) Jack Thacker Investigation Summary Here’s what you need to know about Bristol, VA, Kingsport, TN, stockbroker and registered investment advisor Jack Thacker: Name: Mr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Reviews LPL Financial- Lawsuits, Arbitrations and Customer Complaints and Disputes
Rex Securities Law Investment Fraud Attorney Reviews LPL Financial- Lawsuits, Arbitrations and Customer Complaints and Disputes 150 150 Robert Rex, Esq.

Last Updated: May 2026 LPL Financial Investigation Summary Here’s what you need to know about Fort Mill, SC, headquartered brokerage firm LPL Financial: Name:  LPL Financial LLC Function:  Stock Brokerage…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates SprinkleBrokerage Broker John Alexander Wallin
Rex Securities Law Investment Fraud Attorney Investigates SprinkleBrokerage Broker John Alexander Wallin 150 150 Robert Rex, Esq.

Last Updated: March 2026 (San Diego, CA- Taby, Sweden) Alexander Wallin Investigation Summary Here’s what you need to know about San Diego, CA/ Taby, Sweden , stockbroker Alexander Wallin: Name:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski 150 150 Robert Rex, Esq.

Last Updated: March 2026 – Milwaukee, WI Here’s what you need to know about Milwaukee, WI, stockbroker Nicholas C. Ignatowski: Name: Nicholas C. Ignatowski CRD Number: 2409399 Current Status: Not currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PHX Financial (Phoenix Financial) Broker Serge Parakhnevich
Rex Securities Law Investment Fraud Attorney Investigates PHX Financial (Phoenix Financial) Broker Serge Parakhnevich 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Fort Lauderdale, FL) Serge Parakhnevich Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Serge Parakhnevich: Name: Mr. Serge Parakhnevich Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Realized Financial Broker Jacob Adams
Rex Securities Law Investment Fraud Attorney Investigates former Realized Financial Broker Jacob Adams 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Austin, TX) Jacob Adams Investigation Summary Here’s what you need to know about Austin, TX, stockbroker Jacob Adams: Name: Mr. Jacob George Adams Current Employer: Principal…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group
Rex Securities Law Investment Fraud Attorney Investigates Sanjay Bhargava formerly with Regulus Financial Group 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Independence, OH) Sanjay Bhargava Investigation Summary Here’s what you need to know about Independence, OH, former stockbroker Sanjay Bhargava: Name: Mr. Sanjay Bhargava Current Employer: Not…

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