Last Updated: September 2025 — New Braunfels, TX Here’s what you need to know about New Braunfels, TX, stockbroker Joey Dale Miller: Name: Joey Dale Miller Current Employer: DAI Securities, LLC (Registered…
read moreLast Updated: September 2025 — Metairie, LA Joseph P. Barreca Jr. Investigation Summary Here’s what you need to know about Metairie, LA stockbroker Joseph P. Barreca Jr.: Name: Mr. Joseph P.…
read moreLast updated: September 2025 – Miramar, FL Here’s what you need to know about Miramar, FL, stockbroker Marcus K. Moon: Name: Marcus Kovac Moon Current Employer: Not currently registered with a…
read moreLast Updated: September 2025 — Flat Rock, NC Here’s what you need to know about Flat Rock, NC, stockbroker Joseph F. Beam: Name: Joseph F. Beam Current Employer: This broker is not…
read moreLast Updated: September 2025 — Jacksonville, FL. Here’s what you need to know about Jacksonville, FL, former stockbroker Maurice D. Kelley: Name: Maurice Devon Kelley. Current Employer: Not currently registered with FINRA…
read moreLast Updated: September 2025 — Green Bay, WI Brandon J. Larsen Investigation Summary Here’s what you need to know about Green Bay, WI stockbroker Brandon J. Larsen: Name: Brandon J. Larsen…
read moreLast Updated: September 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…
read moreLast Updated: September 2025 — Salt Lake City, UT Here’s what you need to know about Salt Lake City, UT stockbroker James David Garrity: Name: Mr. James David Garrity CRD –…
read moreLast Updated: September 2025 — Dayton, Ohio Here’s what you need to know about Dayton, OH, stockbroker Christopher Martin Hayes: Name: Christopher Martin Hayes CRD Number: 2333190 Current Employer: Fifth Third Securities, Inc.…
read moreLast Updated: September 2025 — Tustin, California Here’s what you need to know about Tustin, CA, stockbroker Leticia Hewko: Name: Ms. Leticia Hewko CRD Number: 6211451 Current Employer: Independent Financial Group, LLC (since…
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