Last Updated: July 2025 — Harrisburg, PA Here’s what you need to know about Harrisburg, PA stockbroker Tony Alan Tolene: Name: Mr. Tony Alan Tolene CRD Number: 5730068 Current Employer: Infinity Financial Services…
read moreLast Updated: July 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Richard Villa: Name: Mr. Richard Manuel Villa CRD Number: 5586600 Current Employer: TCW Funds…
read moreLast Updated: July 2025 — Los Angeles, California Here’s what you need to know about Los Angeles, CA, stockbroker Jade Eagles: Name: Jade Eagles CRD Number: 5939276 Current Employer: RIA with The WealthGarden…
read moreLast Updated: July 2025 – Colorado Springs, CO Here’s what you need to know about Colorado Springs, CO stockbroker Alan Hofstein: Name: Alan Leon Hofstein CRD Number: 4417550 Current Status: Not currently registered…
read moreLast Updated: July 2025 — Hauppauge, NY Here’s what you need to know about Hauppauge, NY stockbroker James W. Maurer: Name: James W. Maurer CRD Number: 4971613 Current Employer: Network 1 Financial Securities,…
read moreLast Updated: July 2025 (San Antonio, Texas) Eric Dupre Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Eric Dupre: Name: Mr. Eric Anthony Dupre DBA:…
read moreJeffrey G. Meyers Investigation July 2025- Overland Park, KS According to publicly available records, Osaic Wealth financial advisor Jeffrey G. Meyers, discloses a pending customer dispute and 6 prior customer disputes.…
read moreLast Updated: July 2025 (Strongville, OH) James Robert Ptacek Jr. Investigation Summary Here’s What You Need to Know About Strongville, OH Stockbroker James Robert Ptacek Jr: Name: James Robert Ptacek…
read moreCathy Wu Investigation July 2025-Arcadia, CA The FINRA records of Ping Shuang Cathy Wu , a broker with Cetera Investment Services, disclose a recent customer complaint. The Financial Industry Regulatory Authority (FINRA) is…
read moreLast Updated: July 2025 (The Villages, FL ) Michael Whitaker Investigation Summary Here’s what you need to know about The Villages, FL, stockbroker Michael Whitaker: Name: Mr. Michael Joseph Whitaker…
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