• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Broker Formerly Brent Penrose
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Broker Formerly Brent Penrose 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Brent Allen Penrose: Name: Brent Allen Penrose CRD Number: 5464292 Current Employer: Northern Trust Securities, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Blair & Company L.L.C. Broker Robert J. Rumley III
Rex Securities Law Investment Fraud Attorney Investigates William Blair & Company L.L.C. Broker Robert J. Rumley III 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Atlanta, Georgia Here’s what you need to know about Atlanta, GA, stockbroker Robert J. Rumley III: Name: Robert J. Rumley III CRD Number: 4474706 Current Employer: William Blair…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Jay M. Spieler
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Jay M. Spieler 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Coral Gables, Florida Here’s what you need to know about Coral Gables, FL, stockbroker Jay Martin Spieler: Name: Mr. Jay Martin Spieler CRD Number: 1072642 Current Employer: Oppenheimer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Seth Nannini a broker with Capital Investment Group-GWG Bond Sales
Rex Securities Law Investment Fraud Attorney Investigates Seth Nannini a broker with Capital Investment Group-GWG Bond Sales 150 150 Robert Rex, Esq.

Last Updated:  August 2025 (Boone, NC) Seth Andrew Nannini Investigation Summary Here’s what you need to know about Boone, NC stockbroker Seth Andrew Nannini: Name: Seth Andrew Nannini Current Employer: Capital Investment…

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  • Robert Rex, Esq.

Inspired Healthcare Capital Stops Distributions to Investors – Now Facing SEC Review
Inspired Healthcare Capital Stops Distributions to Investors – Now Facing SEC Review 150 150 Robert Rex, Esq.

Last Updated: August 2025 Inspired Healthcare Capital Private equity firm Inspired Healthcare Capital, based in Scottsdale, Arizona, acquires and operates senior living and healthcare facilities. Their investment products include Reg.…

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  • Robert Rex, Esq.

McNally Financial Services Discloses Regulatory Sanctions Over Sale of Steepener Investments-San Antonio, TX
McNally Financial Services Discloses Regulatory Sanctions Over Sale of Steepener Investments-San Antonio, TX 150 150 Robert Rex, Esq.

Updated August 2025 –San Antonio, Texas According to publicly available records San Antonio-based brokerage firm McNally Financial Services  (CRD#121196) , discloses five prior regulatory events. FINRA Investigation of McNally Financial McNally Financial makes the…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Robert Whyte
Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Robert Whyte 150 150 Robert Rex, Esq.

Last Updated: AUGUST 2025 (Los Angeles, CA) Robert Whyte Investigation Summary Here’s what you need to know about Los Angeles, CA, stockbroker Robert Whyte: Name: Mr Robert Keith Whyte Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Louie Ucciferri
Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Louie Ucciferri 150 150 Robert Rex, Esq.

Last Updated: August 2025 (Dallas-Fort Worth, TX ) Louie Ucciferri Investigation Summary Here’s what you need to know about Dallas-Fort Worth, TX , stockbroker Louie Ucciferri: Name: Mr. Louie NMN…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Mark Richardson
Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Mark Richardson 150 150 Robert Rex, Esq.

Last Updated: August 2025 (Santa Monica, CA) Mark Richardson Investigation Summary Here’s what you need to know about Santa Monica, CA, stockbroker Mark Richardson: Name: Mr. Mark Jay Richardson Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Don Meredith
Rex Securities Law Investment Fraud Attorney Investigates Lightpath Capital Broker Don Meredith 150 150 Robert Rex, Esq.

Last Updated: AUGUST 2025 (La Jolla, CA) Don Meredith Investigation Summary Here’s what you need to know about La Jolla, CA, stockbroker Don Meredith: Name: Mr. Donald Samuel Meredith Current…

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