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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Steve Kwan formerly with Madison Avenue Securities
Rex Securities Law Investment Fraud Attorney Investigates Steve Kwan formerly with Madison Avenue Securities 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Spicewood, Texas ) Steve Kwan Investigation Summary Here’s what you need to know about Spicewood, TX, stockbroker Stephen Kwan: Name: Mr. Stephen Yauman Kwan Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former RBC Capital Markets broker Dustin Smith
Rex Securities Law Investment Fraud Attorney Investigates Former RBC Capital Markets broker Dustin Smith 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Naples, FL Here’s what you need to know about Naples, Florida stockbroker Dustin Allen Smith : Name: Dustin Allen Smith Current Employer: Citizens Securities, Inc. Prior Firms: RBC Capital Markets,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mikhail Veselov, a Registered Investment Advisor and Stockbroker with Valmark Securities
Rex Securities Law Investment Fraud Attorney Investigates Mikhail Veselov, a Registered Investment Advisor and Stockbroker with Valmark Securities 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Newton, MA Here’s what you need to know about Newton, Massachusetts stockbroker Mikhail Veselov: Name: Mikhail Veselov Current Employer: Valmark Advisers, Inc.; Valmark Securities, Inc. Other…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Shultz, Broker with Realta Equities
Rex Securities Law Investment Fraud Attorney Investigates Thomas Shultz, Broker with Realta Equities 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Thomas Shultz: Name: Thomas Caine Shultz Current Employer: Realta Equities, Inc. (formerly Coastal…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jake Poindexter, a Broker with Charles Schwab & Co.
Rex Securities Law Investment Fraud Attorney Investigates Jake Poindexter, a Broker with Charles Schwab & Co. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Westlake, TX Here’s what you need to know about Westlake, Texas, stockbroker Jacob Matthew Poindexter: Name:Jacob Matthew Poindexter Alias: Jacob Poindexter, Jake Poindexter Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Suzanne Cullen (Roberts), a Broker with Charles Schwab & Co.
Rex Securities Law Investment Fraud Attorney Investigates Suzanne Cullen (Roberts), a Broker with Charles Schwab & Co. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Austin, TX Here’s what you need to know about Austin, Texas, stockbroker Suzanne Cullen: Name:Suzanne Nicole Cullen Alias: Suzanne Roberts Current Employer:Charles Schwab & Co.,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Avi J. Bialo, Broker with Arete Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Avi J. Bialo, Broker with Arete Wealth Management 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Encino, CA Here’s what you need to know about Encino, CA stockbroker Avi J. Bialo: Name:Avi J. Bialo Current Employer: Arete Wealth Management, LLC (broker-dealer)…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Sal Salvo, a Broker with Purshe Kaplan Sterling Investments and Investment Adviser with Summit Financial, LLC
Rex Securities Law Investment Fraud Attorney Investigates Sal Salvo, a Broker with Purshe Kaplan Sterling Investments and Investment Adviser with Summit Financial, LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Parsippany, NJ Here’s what you need to know about Parsippany, NJ stockbroker Sal Robert Salvo: Name: Salvadore Robert Salvo Current Employer: Purshe Kaplan Sterling Investments (FINRA broker)…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Nick David Olivas, Formerly with LPL Financial Services
Rex Securities Law Investigates Nick David Olivas, Formerly with LPL Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Center Street Securities Broker Glenn Romer
Rex Securities Law Investment Fraud Attorney Investigates former Center Street Securities Broker Glenn Romer 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Vero Beach, FL) Glenn Romer Investigation Summary Here’s what you need to know about Vero Beach, FL, stockbroker Glenn Romer: Name: Mr. Glenn J. Romer Current…

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