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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Trewitt an Advisor with Delta Investment Management
Rex Securities Law Investment Fraud Attorney Investigates Mark Trewitt an Advisor with Delta Investment Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Plano, Texas Here’s what you need to know about Plano, Texas registered investment advisor Mark A. Trewitt: Name: Mark Andrew Trewitt Current Employer: Delta Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kent E. Engelke, Broker with Capitol Securities Management
Rex Securities Law Investment Fraud Attorney Investigates Kent E. Engelke, Broker with Capitol Securities Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Glen Allen, VA Here’s what you need to know about Glen Allen, VA stockbroker Kent Engelke: Name: Kent Eric Engelke Current Employer: Capitol Securities Management,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Schiro, Formerly a Broker with Wealth Enhancement Brokerage Services
Rex Securities Law Investment Fraud Attorney Investigates John Schiro, Formerly a Broker with Wealth Enhancement Brokerage Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Dallas, TX Here’s what you need to know about Dallas, TX stockbroker John Schiro: Name: John Zingale Schiro Alias: John Schiro Current Employer: Raymond James…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Carrie D. Bellamy
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Carrie D. Bellamy 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Granbury, TX Here’s what you need to know about Granbury, TX, stockbroker Carrie Dalene Bellamy: Name: Carrie Dalene Bellamy Alias: Carrie Dalene Daniels, Carrie Dalene…

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  • Robert Rex, Esq.

Richard Reynolds-Former SW Financial / Worden Capital Broker-Discloses 4 regulatory events, 13 customer disputes and a termination-Garden City, NY
Richard Reynolds-Former SW Financial / Worden Capital Broker-Discloses 4 regulatory events, 13 customer disputes and a termination-Garden City, NY 150 150 Robert Rex, Esq.

February  2026- Garden City, NY / Melbourne, FL  According to publicly available records Richard Foerster Reynolds (CRD#2162706), a currently unregistered stockbroker who last worked for SW Financial and Worden Capital…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Former Broker John Mickelson
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Former Broker John Mickelson 150 150 Robert Rex, Esq.

Last Updated: February 2026, Logan, UT / Plymouth, MN Here’s what you need to know about Logan, UT / Plymouth, MN, stockbroker John Reed Mickelson: Name: Mr. John Reed Mickelson…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates World Equity Group Broker David Nicholas
Rex Securities Law Investment Fraud Attorney Investigates World Equity Group Broker David Nicholas 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Marietta, GA) David Nicholas Investigation Summary Here’s what you need to know about Marietta, GA, stockbroker David Nicholas: Name: Mr. David Alexis Nicholas Current Employer: World…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Dempsey Lord Smith Broker Joel Goldberg, CPA
Rex Securities Law Investment Fraud Attorney Investigates former Dempsey Lord Smith Broker Joel Goldberg, CPA 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Dalton, GA) Joel Goldberg Investigation Summary Here’s what you need to know about Dalton, GA Stockbroker Joel A. Goldberg: Name: Joel Ari Goldberg Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Broker Formerly Ajay “Bob” Murthy
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Clearing Services Broker Formerly Ajay “Bob” Murthy 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA, stockbroker Ajay Murthy: Name: Mr. Ajay Murthy Alias: Bob Murthy Current Employer: Deceased…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Mark Richards
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Mark Richards 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Albuquerque, New Mexico) Mark Richards Investigation Summary Here’s what you need to know about Albuquerque (Tijeras) , NM , stockbroker Mark Richards: Name: Mr. Mark Wilkinson…

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