March 2026 – Brentwood, TN According to publicly available records Thomas Jenkins Parker (CRD#356789) ,  a stockbroker who is currently registered with Thoroughbred Financial Services,  disclose 2 prior regulatory events, 9…
read moreLast Updated: March 2026 — Beavercreek, OH Here’s what you need to know about Beavercreek, OH stockbroker Todd N. Nuss: Name: Todd N. Nuss Current Employer: Morgan Stanley — 4380 Buckeye Lane,…
read moreLast Updated: March 2026 — Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Mario L. Martinez: Name: Mario L. Martinez CRD Number: 6144561 Current…
read moreLast Updated: March 2026 — West Palm Beach, FL Here’s what you need to know about West Palm Beach, FL stockbroker Jon Paul Cirelli: Name: Jon Paul Cirelli CRD Number:…
read moreLast Updated: March 2026 — Vero Beach, FL Here’s what you need to know about Vero Beach, FL stockbroker James Claude Britt: Name: James Claude Britt CRD Number: 4523267 Current…
read moreLast Updated: March 2026 (East Elmhurst, NY) Brandon Leon Investigation Summary Here’s what you need to know about East Elmhurst, NY, stockbroker Brandon Leon: Name: Mr. Brandon Leon Current Employer:…
read moreLast Updated: March 2026 (Austin, Texas) George Duff Investigation Summary Here’s what you need to know about Austin, TX, stockbroker George Duff: Name: Mr. George Roger Duff Current Employer: DAI…
read moreAngelo Anello Investigation March 2026 – Needham, MA According to publicly available records Angelo Anello ,  a broker with LPL Financial discloses 6 prior customer disputes . The Financial Industry Regulatory…
read moreHorter Investment Management Investigation March 2026 -Cincinnati, Ohio We are investigating Cincinnati-based registered investment adviser Horter Investment Management, LLC. (“Horter Investment“). Horter Investment Management is an SEC registered investment adviser…
read moreRex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Eric Kuchherzki
Last Updated: March 2026 (Burlingame, CA) Eric Kuchherzki Investigation Summary Here’s what you need to know about Burlingame, CA, stockbroker Eric Kuchherzki: Name: Mr. Eric Gustav Kuchherzki Current Employer: Centaurus…
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