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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Danny Young a broker with Kovack Securities
Rex Securities Law Investment Fraud Attorney Investigates Danny Young a broker with Kovack Securities 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Adel, GA) Danny Young Investigation Summary Here’s what you need to know about Adel, GA, stockbroker Danny Young: Name: Mr. Danny Jerome Young Current Employer: Kovack…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kevin J. Herne
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kevin J. Herne 150 150 Robert Rex, Esq.

Last Updated: March 2026, Rosenberg, TX Kevin J. Herne Investigation Summary Here’s what you need to know about Rosenberg, TX stockbroker Kevin J. Herne: Name: Mr. Kevin John Herne Current Status:…

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  • Robert Rex, Esq.

Charles Stevens-Former D.H. Hill Broker-Discloses Regulatory Bar from the Industry, 3 Settled Customer Disputes, and 5 IRS Liens- St. Augustine, FL
Charles Stevens-Former D.H. Hill Broker-Discloses Regulatory Bar from the Industry, 3 Settled Customer Disputes, and 5 IRS Liens- St. Augustine, FL 150 150 Robert Rex, Esq.

March 2026- St. Augustine, FL According to publicly available records,  formerly a D.H. Hill Securities  financial advisor Charles Stevens,  discloses a regulatory event under review, 3 settled customer disputes  and multiple…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Landolt Securities Broker TK Daniel Chen
Rex Securities Law Investment Fraud Attorney Investigates Landolt Securities Broker TK Daniel Chen 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Dallas, TX) TK Daniel Chen Investigation Summary Here’s what you need to know about Dallas, TX, stockbroker Ting Kuo Chen: Name: TK Daniel Chen Current Employer: Landolt Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates USA Financial Securities Broker Jerry Hanifan Jr.
Rex Securities Law Investment Fraud Attorney Investigates USA Financial Securities Broker Jerry Hanifan Jr. 150 150 Robert Rex, Esq.

Last Updated: March 2026 (West Jefferson, NC) Jerry Hanifan Jr. Investigation Summary Here’s what you need to know about West Jefferson, NC, stockbroker Jerry Hanifan Jr.: Name: Gerald Best Hanifan Jr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Peter J. Malone
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Peter J. Malone 150 150 Robert Rex, Esq.

Last Updated: March 2026 (New York, NY) Peter J. Malone Investigation Summary Here’s what you need to know about New York, stockbroker Peter Malone: Name: Mr. Peter James Malone Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Barry Schwartz
Rex Securities Law Investment Fraud Attorney Investigates UBS Financial Services Broker Barry Schwartz 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Miami, Florida) Barry Schwartz Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Barry Schwartz: Name: Mr. Barry Allen Schwartz Current Employer: UBS…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LRI Investments & M Holdings Securities Broker Anthony Thomas Pace
Rex Securities Law Investment Fraud Attorney Investigates LRI Investments & M Holdings Securities Broker Anthony Thomas Pace 150 150 Robert Rex, Esq.

Last Updated: March 2026 – Palm Beach Gardens, FL / West Hartford, CT Here’s what you need to know about Palm Beach Gardens, FL & West Hartford, CT stockbroker Anthony…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Vanderbilt Securities Broker Cary Urich
Rex Securities Law Investment Fraud Attorney Investigates Vanderbilt Securities Broker Cary Urich 150 150 Robert Rex, Esq.

Last Updated: March 2026– Greenville, SC Here’s what you need to know about Greenville, SC stockbroker Cary Edward Urich: Name: Mr. Cary Edward Urich Current Employer: Vanderbilt Securities, LLC / Consolidated…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bob Sweet, Formerly a Broker with Raymond James and LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Bob Sweet, Formerly a Broker with Raymond James and LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2026 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Bob Sweet: Name: Robert Harold Sweet (also listed as Robert H. Sweet).…

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