• Robert Rex, Esq.

Barry Link, World Equity Group Broker, Named in Customer Dispute
Barry Link, World Equity Group Broker, Named in Customer Dispute 150 150 Robert Rex, Esq.

May 2016- Wheaton, Illinois The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker Sean P. McCabe
Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker Sean P. McCabe 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Hauppauge, NY) Sean P. McCabe Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Sean P. McCabe: Name: Mr. Sean P. McCabe Current…

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  • Robert Rex, Esq.

Michael P. McMahon -Former National Securities Corp Stockbroker-Discloses Pending Customer Disputes-NY
Michael P. McMahon -Former National Securities Corp Stockbroker-Discloses Pending Customer Disputes-NY 150 150 Robert Rex, Esq.

Garden City, New York MAY 2017 UPDATE–MCMahon’s FINRA record discloses 5 pending and 11 final customer disputes. In 11/2016 FINRA case 15-1558 was settled for $400,000 to resolve allegations by…

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  • Robert Rex, Esq.

Larry C. Wolfe-Former Herbert J. Sims Stockbroker-Sued by Customers/Discharged & Barred From Securities Industry-Boca Raton, FL
Larry C. Wolfe-Former Herbert J. Sims Stockbroker-Sued by Customers/Discharged & Barred From Securities Industry-Boca Raton, FL 150 150 Robert Rex, Esq.

MAY 2018 UPDATE ON LARRY WOLFE-BOCA RATON, FL-FINRA records disclose that Wolfe was permanently barred from securities industry in 2/2018 for failing to respond to FINRA request for information. In…

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  • Robert Rex, Esq.

Thomas Guerriero Sentenced on Oxford City Football Club Boiler Room Scam-South FLA
Thomas Guerriero Sentenced on Oxford City Football Club Boiler Room Scam-South FLA 150 150 Robert Rex, Esq.

May 13, 2016 The Sun Sentinel reports that Thomas Guerriero, former director of British-based Oxford City Football Club was sentenced to 12 years and 7 months for his role in…

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  • Robert Rex, Esq.

Thomas G. Gresham-Moloney Securities Broker-Subject Of Numerous Energy Sector Loss Suits- Leawood, KS
Thomas G. Gresham-Moloney Securities Broker-Subject Of Numerous Energy Sector Loss Suits- Leawood, KS 150 150 Robert Rex, Esq.

February 2019-Leawood, KS The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Salvatore Gioe- Former PHX Financial Broker-Barred From Securities Industry
Salvatore Gioe- Former PHX Financial Broker-Barred From Securities Industry 150 150 Robert Rex, Esq.

February 2019- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Robert E. Gill-Chelsea Financial Services-Reports 18 Disclosure Events on FINRA Record-Tinton Falls, NJ
Robert E. Gill-Chelsea Financial Services-Reports 18 Disclosure Events on FINRA Record-Tinton Falls, NJ 150 150 Robert Rex, Esq.

Tinton Falls, NJ The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Denise A. Cerveny Discloses Termination from Regal Securities
Denise A. Cerveny Discloses Termination from Regal Securities 150 150 Robert Rex, Esq.

Secaucus, NJ The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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