• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: July  2025 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roger Roemmich Formerly with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Roger Roemmich Formerly with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Atlanta, GA) Roger Roemmich Investigation Summary Here’s what you need to know about Atlanta,GA, stockbroker Roger Roemmich: Name:  Mr. Roger Allan Roemmich Current Employer:  Not Currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Grant Krieger
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Grant Krieger 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Lincoln, NE Here’s what you need to know about Lincoln, NE stockbroker Grant Krieger: Name: Grant Mark Krieger CRD Number: 6989593 Current Employer: Edward Jones Function: Stockbroker / Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Brad Ford
Rex Securities Law Investment Fraud Attorney Investigates Madison Avenue Securities Broker Brad Ford 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Evansville, IN Here’s what you need to know about Evansville, IN, stockbroker Brad Ford: Name: Mr. Bradley Scott Ford CRD Number: 1649604 Current Employer: Madison Avenue Securities, LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Former Broker Scott Jay Matalon
Rex Securities Law Investment Fraud Attorney Investigates RBC Capital Markets Former Broker Scott Jay Matalon 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Boca Raton, FL Here’s what you need to know about Boca Raton, FL, stockbroker Scott Matalon: Name: Scott Jay Matalon CRD Number: 4637378 Function: Stockbroker / Financial Advisor…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Former Broker Mohammed Salim
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Former Broker Mohammed Salim 150 150 Robert Rex, Esq.

Last Updated: July 2025 – New York, NY Here’s what you need to know about New York, NY, former stockbroker Mohammed A. Salim: Name: Mohammed Arif Salim CRD Number: 7126671 Current Employer: Barred by…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates MML Investors Services Former Broker Joshua Baker (aka Joshua Baker Ford)
Rex Securities Law Investment Fraud Attorney Investigates MML Investors Services Former Broker Joshua Baker (aka Joshua Baker Ford) 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Hoover, AL Here’s what you need to know about Hoover, AL, stockbroker Joshua Lofton Baker: Name: Mr. Joshua Lofton Baker CRD Number: 5230762 Alias: Joshua Baker Ford,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wealth Enhancement Advisory Services Broker Abraham Barrera
Rex Securities Law Investment Fraud Attorney Investigates Wealth Enhancement Advisory Services Broker Abraham Barrera 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Houston, Texas Here’s what you need to know about Houston, TX, stockbroker Abraham Barrera: Name: Abraham Barrera CRD Number: 5734800 Current Employer: Wealth Enhancement Advisory Services, LLC; Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Smith Barney Former Broker Nicholas C. Carter
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Smith Barney Former Broker Nicholas C. Carter 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Rockville, MD Here’s what you need to know about Rockville, MD stockbroker Nicholas C. Carter: Name: Nicholas C. Carter CRD Number: 5362028 Current Employers: Cetera Investment Advisers LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TD Ameritrade Former Broker Yee Mei (Betsy) Chan
Rex Securities Law Investment Fraud Attorney Investigates TD Ameritrade Former Broker Yee Mei (Betsy) Chan 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Paramus, NJ Here’s what you need to know about Paramus, NJ, stockbroker Yee Mei Chan: Name: Yee Mei Chan CRD Number: 5581814 Alias: Betsy Chan Current Employer: Not…

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