Last Updated: May 2025 – San Diego, CA Here’s what you need to know about San Diego, CA stockbroker Ryan Ray Barnhill: Name: Mr. Ryan Ray Barnhill Current Employer: LPL Financial LLC…
read moreLast Updated: May 2025 – Roseville, CA Here’s what you need to know about Roseville, CA stockbroker Phillip Curtis Anderson: Name: Mr. Phillip Curtis Anderson Current Employer: Suspended by FINRA 5/19/2025-10/18/2025 Prior…
read moreLast Updated: May 2025 (East Setauket NY, Dallas TX and Naples FL) John Demertzis Investigation Summary Here’s what you need to know about East Setauket NY, Dallas TX and Naples…
read moreLast Updated: May 2025 – Jefferson City, TN Here’s what you need to know about Jefferson City, TN stockbroker Shannon Dwain Moore: Name: Mr. Shannon Dwain Moore Current Employer: LPL Financial LLC…
read moreLast Updated: May 2025 – Palm Beach Gardens, FL Here’s what you need to know about Palm Beach Gardens, FL stockbroker Anthony Thomas Pace: Name: Mr. Anthony Thomas Pace Current Employer: LRI…
read moreLast Updated: May 2025 – Tampa, FL Here’s what you need to know about Tampa, FL stockbroker Aishka O. Lugo: Name: Ms. Aishka O. Lugo Current Employer: UBS Financial Services Inc. Prior…
read moreLast Updated: May 2025 – Barrington, IL Here’s what you need to know about Barrington, IL stockbroker Paul Thomas Pavelski: Name: Mr. Paul Thomas Pavelski Current Employer: Morgan Stanley Prior Employers: Landolt Securities,…
read moreLast Updated: May 2025 – Fall River, MA Here’s what you need to know about Fall River, MA stockbroker John Pigeon: Name: Mr. John Lester Pigeon Current Employer: Osaic Institutions, Inc. Prior…
read moreLast Updated: May 2025 – Fort Myers, FL Here’s what you need to know about Fort Myers, FL stockbroker Stephen Smith: Name: Mr. Stephen Richard Smith Current Employer: Cetera Investment Services…
read moreLast Updated: May 2025 – Greenville, SC Here’s what you need to know about Greenville, SC stockbroker Cary Edward Urich: Name: Mr. Cary Edward Urich Current Employer: Vanderbilt Securities, LLC / Vanderbilt…
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