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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • ER

Robert “Bob” Thomas-Former Avantax Investment Services Broker-Discloses Customer Disputes Over Annuities and Mutual Funds- Bangor, ME
Robert “Bob” Thomas-Former Avantax Investment Services Broker-Discloses Customer Disputes Over Annuities and Mutual Funds- Bangor, ME 150 150 ER

Robert “Bob” Thomas Investigation January 2026-Bangor, ME According to publicly available records Robert A. Thomas a currently unregistered  broker who formerly worked for Avantax Investment Services,   discloses the settlement of …

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown 150 150 Robert Rex, Esq.

Last Updated: January 2026 (San Mateo, CA ) Timothy E. Brown Investigation Summary Here’s what you need to know about San Mateo, CA, stockbroker Timothy Eugene Brown: Name: Mr. Timothy…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Randall McGill a broker with Ausdal Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Randall McGill a broker with Ausdal Financial Partners 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Homer Glen, IL) Randall McGill Investigation Summary Here’s what you need to know about Homer Glen, IL, stockbroker Randall McGill: Name: Mr. Randall Earl McGill Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ivan V. Ffriend a Broker with Cetera Advisor Networks
Rex Securities Law Investment Fraud Attorney Investigates Ivan V. Ffriend a Broker with Cetera Advisor Networks 150 150 Robert Rex, Esq.

Last Updated: January 2026 | New Rochelle, NY Ivanhoe V. Ffriend Investigation Summary Here’s what you need to know about New Rochelle, NY, stockbroker Ivanhoe V. Ffriend: Name: Mr. Ivanhoe Vincent…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonna Keller formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Jonna Keller formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Sarasota, FL) Jonna Keller Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jonna Keller: Name: Jonna Doris Keller Current Employer: Osaic Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rikki JR Foster of Concorde Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Rikki JR Foster of Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated: January 2026 —  Roseville, CA / Ann Arbor, MI Here’s what you need to know about Roseville , California /  Ann Arbor, MI  stockbroker Rikki JR Foster: Name:Rikki Foster Alias:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jay D. Schurz formerly with Vanderbilt Securities
Rex Securities Law Investment Fraud Attorney Investigates Jay D. Schurz formerly with Vanderbilt Securities 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Bonita Springs, FL / Linton, IN) Jay D. Schurz Investigation Summary Here’s what you need to know about Bonita Springs, FL / Linton, Indiana, financial advisor…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Northland Securities Broker Robert Herje
Rex Securities Law Investment Fraud Attorney Investigates Former Northland Securities Broker Robert Herje 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Minneapolis, MN Here’s what you need to know about Minneapolis, MN, stockbroker Robert Herje: Name: Mr. Robert Anders Herje Current Employer: Aegis Capital (since 1/2026) Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spring Delta Asset Management Registered Investment Advisor Michael A. Lackwood
Rex Securities Law Investment Fraud Attorney Investigates Spring Delta Asset Management Registered Investment Advisor Michael A. Lackwood 150 150 Robert Rex, Esq.

Last Updated: January 2026 — New York, NY Here’s what you need to know about New York, NY stockbroker Michael A. Lackwood: Name: Michael Alexander Lackwood CRD Number:4742917 Current Status:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates George Howe a broker with USCA Securities
Rex Securities Law Investment Fraud Attorney Investigates George Howe a broker with USCA Securities 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Austin, Texas) George Howe Investigation Summary Here’s what you need to know about Austin, TX , stockbroker George Howe: Name: Mr. George Wilson Howe Current Employer:…

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