Last Updated: January 2026 — Austin, TX Here’s what you need to know about Austin, TX, former stockbroker Jeffrey Alan Arbeit: Name: Mr. Jeffrey Alan Arbeit CRD Number: 6603428 Current Status: Barred by…
read moreRex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins
Last Updated: January 2026 – Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Amanda Wiggins: Name: Ms. Amanda Nicole Wiggins ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ Prior Employer: Fidelity Brokerage Services LLC ​ Function: Stockbroker / Financial Advisor Aliases: Amanda Nicole Sosa…
read moreLast Updated: January 2026– Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Mark Connolly: Name: Mr. Mark Christopher Connolly ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employer: A.G. Edwards & Sons, Inc. ​ Function: Stockbroker / Financial Advisor Aliases: Mark C. Connolly, Mark Connolly ​ Primary Location: Fort Worth, TX ​…
read moreLast Updated: January 2026, Fort Worth, TX Donna Bromfield‑Day Investigation Summary Here’s what you need to know about Fort Worth, TX, stockbroker Donna Bromfield‑Day: Name: Ms. Donna Patrice Bromfield‑Day ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employers: Morgan Stanley; Morgan Keegan & Company ​ Function: Stockbroker / Financial Advisor Aliases: Donna P. Bromfield‑Day, Donna Bromfield‑Day ​ Primary Location: Fort Worth, TX ​…
read moreLast Updated: January 2026 (East Setauket NY, Dallas TX and Naples FL) John Demertzis Investigation Summary Here’s what you need to know about East Setauket NY, Dallas TX and Naples…
read moreLast Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Patrick W. Lam: Name:Patrick Wang Lam Current Employer:Emerson Equity LLC (CRD #130032) —…
read moreLast Updated: January 2026 (Houston, TX) Eduardo Leon, Jr. Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Eduardo Leon, Jr.: Name: Mr. Eduardo Leon, Jr. Current…
read moreLast Updated: January 2026 (El Paso, TX) Hugo Hernandez Investigation Summary Here’s What You Need to Know About El Paso, TX Stockbroker Hugo Hernandez: Name: Hugo Hernandez Current Employer: FINRA…
read moreLast Updated: January 2026 (Miami, FL) Hector Villescusa Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Hector Villaescusa: Name: Mr. Hector Francisco Villaescusa Current Employer: Bulltick…
read moreLast Updated: January 2026 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Charles Garrido: Name: Mr. Charles Henry Garrido Current Employer: A.G.P. / Alliance Global Partners Prior…
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