Last Updated: May 2025 – Akron, OH Here’s what you need to know about Akron, OH stockbroker David Baldwin: Name: Mr. David Lahm Baldwin Current Employer: Key Investment Services LLC Prior Employers: McDonald…
read moreLast Updated: May 2025 – Bountiful, UT Here’s what you need to know about Bountiful, UT stockbroker Scott Broadbent: Name: Mr. Scott Mons Broadbent Current Employer: Not currently registered with FINRA Prior…
read moreLast Updated: May 2025 – Easley, SC Here’s what you need to know about Easley, SC stockbroker Joseph Robert Eades Jr.: Name: Mr. Joseph Robert Eades Jr. Current Employer: Capital Investment Group,…
read moreLast Updated: May 2025 (Austin, TX) Michael DeLaFuente Investigation Summary Here’s what you need to know about Austin, TX, registered investment advisor Michael DeLaFuente: Name: Mr Michael DeLaFuente Current Employer: …
read moreLast Updated: May 2025 — Mountain View, CA Here’s what you need to know about Mountain View, CA, stockbroker Jack Wong: Name: Mr. Jack Wong Current Employer: Morgan Stanley Prior Employers: Wells Fargo…
read moreLast Updated: May 2025 — Seattle, WA Here’s what you need to know about Seattle, WA, stockbroker Angelina Funtanilla: Name: Ms. Angelina Marie Funtanilla CRD Number: 4021482 Current Employer: Wedbush Securities Inc.…
read moreHere’s what you need to know about Oakbrook Terrace, IL, stockbroker Henry Jakobsze: Name: Mr. Henry Paul Jakobsze Current Employer: UBS Financial Services Inc. Function: Stockbroker / Financial Advisor Aliases:…
read moreLast Updated: May 2025 – Rapid City, South Dakota Here’s what you need to know about Rapid City, SD, stockbroker Cara Michelle Miller: Name: Ms. Cara Michelle Miller Current Status: Not currently…
read moreLast Updated: May 2025, Rockville, Maryland Here’s what you need to know about Rockville, MD, stockbroker John Reutemann: Name: Mr. John Fleming Reutemann Jr. Current Employers: Purshe Kaplan Sterling Investments; Research Financial…
read moreLast Updated: May 2025 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Charles Garrido: Name: Mr. Charles Henry Garrido Current Employer: A.G.P. / Alliance Global Partners Prior…
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