• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Timothy Richard Yee
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Timothy Richard Yee 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Alameda, CA Here’s what you need to know about Alameda, CA, stockbroker Timothy Richard Yee: Name: Timothy Richard Yee CRD Number: 2492578 Current Employer: Independent Financial Group, LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Avatar Securities Former Broker Richard Tulloch (Culberg)
Rex Securities Law Investment Fraud Attorney Investigates Avatar Securities Former Broker Richard Tulloch (Culberg) 150 150 Robert Rex, Esq.

Last Updated: July 2025 – New York, NY Here’s what you need to know about New York, NY former stockbroker Richard Todd Tulloch: Name: Richard Todd Tulloch CRD Number: 5180553 Aliases: Richard…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Byron Strong
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Byron Strong 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Florissant, MO Here’s what you need to know about Florissant, MO stockbroker Byron Strong: Name: Byron Strong CRD Number: 4651640 Current Employer: Cambridge Investment Research, Inc. DBA: Strong…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Broker Parviz P. Pourfarid
Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Broker Parviz P. Pourfarid 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Pasadena, California Here’s what you need to know about Pasadena, CA, stockbroker Parviz P. Pourfarid: Name: Mr. Parviz Paul Pourfarid CRD Number: 2112613 Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darden Rawles Livesay Jr.
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darden Rawles Livesay Jr. 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Stamford, Connecticut Here’s what you need to know about Stamford, CT stockbroker Darden Livesay: Name: Darden Rawles Livesay Jr. CRD Number: 1311042 Current Employer: Morgan Stanley Function: Stockbroker /…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Daniel Pikula
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Daniel Pikula 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Wellington, FL) Dan Pikula Investigation Summary Here’s what you need to know about Wellington, FL, stockbroker Daniel Pikula: Name: Mr. Daniel Simon Pikula Current Employer: Emerson…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gateway Wealth Partners, LLC and LPL Financial Broker Robert D. Aikins
Rex Securities Law Investment Fraud Attorney Investigates Gateway Wealth Partners, LLC and LPL Financial Broker Robert D. Aikins 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Green Bay, Wisconsin Here’s what you need to know about Green Bay, WI, stockbroker and registered investment advisor Robert Duncan Aikins: Name: Mr. Robert Duncan Aikins…

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  • Robert Rex, Esq.

Louis Scherschel-Former St. Bernard Financial Services Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL
Louis Scherschel-Former St. Bernard Financial Services Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL 150 150 Robert Rex, Esq.

July 2025- Chicago, IL According to publicly available records Louis Scherschel  (CRD#5634741) ,  a  stockbroker was last registered with St. Bernard Financial Services, Inc.,  (1/2015-4/2022) discloses settlement of a customer dispute and a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Finalis Securities Broker Jason Laferla
Rex Securities Law Investment Fraud Attorney Investigates Finalis Securities Broker Jason Laferla 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Alpharetta, GA) Jason Laferla Investigation Summary Here’s what you need to know about Alpharetta, GA, stockbroker Jason Laferla: Name: Mr. Jason Scott Laferla Current Employer: Not…

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  • Robert Rex, Esq.

Ari M. Baum-Former Morgan Stanley Broker-Discloses Discharge
Ari M. Baum-Former Morgan Stanley Broker-Discloses Discharge 150 150 Robert Rex, Esq.

Updated: July 2025 New York According to FINRA records,  Ari M. Baum ,  a stockbroker  who currently works  for Prospera Financial Services , discloses  a termination from employment . The Financial Industry Regulatory…

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