• Robert Rex, Esq.

Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS
Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS 150 150 Robert Rex, Esq.

Jeffrey G. Meyers Investigation July 2025- Overland Park, KS According to publicly available records, Osaic Wealth  financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 6 prior customer disputes.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James Ptacek, Jr. formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates James Ptacek, Jr. formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Strongville, OH) James Robert Ptacek Jr. Investigation Summary Here’s What You Need to Know About Strongville, OH Stockbroker James Robert Ptacek Jr: Name: James Robert Ptacek…

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Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA
Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA 150 150 ER

Cathy Wu Investigation July 2025-Arcadia, CA The FINRA records of  Ping Shuang Cathy Wu ,  a broker with Cetera Investment Services,  disclose a recent customer complaint. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker
Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker 150 150 Robert Rex, Esq.

Last Updated: July  2025 (The Villages, FL ) Michael Whitaker Investigation Summary Here’s what you need to know about The Villages, FL, stockbroker Michael Whitaker: Name: Mr. Michael Joseph Whitaker…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ran Regev formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Ran Regev formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Fort Lauderdale, FL) Ran Regev Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Ran Regev: Name: Mr. Ran Regev Current Employer:…

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  • Robert Rex, Esq.

Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX
Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX 150 150 Robert Rex, Esq.

Brian Prasifka Investigation July 2025- Fort Worth, TX The FINRA records of  J. Paul Brian Prasifka,  a  stockbroker currently  employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Francis Dougherty formerly with BCG Securities
Rex Securities Law Investment Fraud Attorney Investigates Francis Dougherty formerly with BCG Securities 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates J.P. Morgan Former Broker Celeste Ling Leung
Rex Securities Law Investment Fraud Attorney Investigates J.P. Morgan Former Broker Celeste Ling Leung 150 150 Robert Rex, Esq.

Last Updated: June 2025 — Burlingame, CA Here’s what you need to know about Burlingame, CA, stockbroker Celeste Oi Ling Leung: Name: Celeste Oi Ling Leung Aliases:  Celeste Ling Ho, Celeste…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Larry Labine
Rex Securities Law Investment Fraud Attorney Investigates Larry Labine 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Lawrence Michael Labine: Name: Lawrence Michael Labine Alias: Larry Labine CRD Number: 1279935 Current Status: Barred…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Securian Financial Services Former Broker David A. Shaw
Rex Securities Law Investment Fraud Attorney Investigates Securian Financial Services Former Broker David A. Shaw 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Manasquan, New Jersey Here’s what you need to know about Manasquan, NJ stockbroker David A. Shaw: Name: David A. Shaw CRD Number: 5337265 Current Employer: Cetera Investment Advisers LLC…

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