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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wayne M. Loi, Broker with Cetera Investment Services LLC and Adviser with Cetera Investment Advisers LLC
Rex Securities Law Investment Fraud Attorney Investigates Wayne M. Loi, Broker with Cetera Investment Services LLC and Adviser with Cetera Investment Advisers LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Cupertino, CA Here’s what you need to know about Cupertino, CA stockbroker Wayne M. Loi: Name: Wayne Minh Loi Alias: Nguyen Minh Loi Current Employer: Cetera Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Adam Ross Lunceford: Name: Adam Ross Lunceford Current Employer: Not currently registered with FINRA. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert A. Moore Jr. (J. Alden Associates; Pine Valley Investments)
Rex Securities Law Investment Fraud Attorney Investigates Robert A. Moore Jr. (J. Alden Associates; Pine Valley Investments) 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Marlton, NJ Here’s what you need to know about Marlton, NJ stockbroker Robert A. Moore Jr.: Name: Robert Allen Moore Jr. Current Employer: J. Alden Associates, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Archie Block, Former Broker
Rex Securities Law Investment Fraud Attorney Investigates Archie Block, Former Broker 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Little Silver, NJ Here’s what you need to know about Little Silver, NJ stockbroker Alfred Gerald Block: Name: Alfred Gerald Block Alias: Archie Block Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brett Frum, Broker with KCD Financial
Rex Securities Law Investment Fraud Attorney Investigates Brett Frum, Broker with KCD Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Tarpon Springs, FL Here’s what you need to know about Tarpon Springs, FL stockbroker Brett Michael Frum: Name: Brett Michael Frum Current Employer: KCD Financial, Inc.- since 11/2021…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Phillip Falk, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Phillip Falk, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — McKinney, TX Here’s what you need to know about McKinney, TX stockbroker Phillip Falk: Name: Phillip Falk Current Employer: Emerson Equity LLC Linkedin Profile for Phillip Falk Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Alex Kline
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Alex Kline 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Pittsburgh, PA) Alexander Kline Investigation Summary Here’s what you need to know about Pittsburgh, PA, stockbroker Alexander Kline: Name: Mr. Alexander Patrick Kline Current Employer: Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates E. Matthew Steinberg a Financial Advisor with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates E. Matthew Steinberg a Financial Advisor with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Jenkintown, PA) E. Matthew Steinberg Investigation Summary Here’s what you need to know about Jenkintown, PA, stockbroker E. Matthew Steinberg: Name: Mr. E. Matthew Steinberg Current…

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  • ER

Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO
Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO 150 150 ER

Bruce Amman Investigation January 2026-Golden, CO According to publicly available records Bruce Amman, a former broker who last worked as a stock broker for LPL Financial,  discloses a final regulatory matter…

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