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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors

Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Morrison, IL) Nathan Wells Investigation Summary Here’s what you need to know about Morrison, IL, stockbroker Natan Wells: Name: Mr. Nathan Cole Wells Current Employer: Cetera…

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Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Helen Rothlein

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Helen Rothlein 150 150 Robert Rex, Esq.

Last Updated: November 2025, Boca Raton, FL/ New York. NY Helen Rothlein Investigation Summary Here’s what you need to know about Boca Raton, FL / New York, NY, , stockbroker…

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Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital

Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Melville, NY) Keith D’Agostino Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Keith D’Agostino: Name: Mr. Keith Michael D’Agostino Current Employer: Not…

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Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan 150 150 Robert Rex, Esq.

Last Updated: November 2025 | Melville, NY Thomas Duggan Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Thomas Duggan: Name: Mr. Thomas Duggan Current Status: Not currently registered…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez 150 150 Robert Rex, Esq.

Last Updated: November 2025 — San Antonio, TX Here’s what you need to know about San Antonio, TX, stockbroker Joe Gamez: Name:Jose Abel Gamez Alias: Joe Gamez Current Employer:None — Permanently barred…

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Rex Securities Law Investment Fraud Attorney Investigates Spire Securities Broker James Protigal

Rex Securities Law Investment Fraud Attorney Investigates Spire Securities Broker James Protigal 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Osprey, FL) James Protigal Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker James Protigal: Name: Mr. James Charles Protigal Current Employer: Ameriprise…

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Rex Securities Law Investment Fraud Attorney Investigates Walter Shoczolek Formerly with Avantax Investment Services

Rex Securities Law Investment Fraud Attorney Investigates Walter Shoczolek Formerly with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated:  November 2025 (Cornelius, North Carolina) Walter Shoczolek Investigation Summary Here’s what you need to know about Cornelius, North Carolina, stockbroker Walter Shoczolek: Name: Mr. Walter Paul Shoczolek III…

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Rex Securities Law Investment Fraud Attorney Investigates William Hayden formerly with Texas Securities

Rex Securities Law Investment Fraud Attorney Investigates William Hayden formerly with Texas Securities 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Carrollton, Texas) William Hayden Investigation Summary Here’s what you need to know about Carrollton, TX, stockbroker William Hayden: Name: Mr. William Dallas Hayden Current Employer: Not…

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Rex Securities Law Investment Fraud Attorney Investigates Daniel Meader a broker with TPEG Securities (Trinity Investors)

Rex Securities Law Investment Fraud Attorney Investigates Daniel Meader a broker with TPEG Securities (Trinity Investors) 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Southlake, TX) Daniel S. Meader Investigation Summary Here’s what you need to know about Southlake, TX, stockbroker Daniel S. Meader: Name: Daniel Shrigley Meader Current Employers: Trinity…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Kevin McCallum

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Kevin McCallum 150 150 Robert Rex, Esq.

Last Updated: October 2025, Birmingham, AL Here’s what you need to know about Birmingham, AL, former stockbroker Kevin McCallum: Name: Mr. Kevin Marshall McCallum Current Employer: Not currently registered Prior…

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