Last Updated: October 2025 U.S. Securities and Exchange Commission (SEC) Orders Disbursement of Fair Fund On September 30, 2025 the SEC issued and Order Directing Disbursement of Fair Fund in…
read moreLast Updated: September 2025 — Frisco, TX Here’s what you need to know about Frisco, TX stockbroker Steven J. Vander Velde: Name: Steven Joseph Steven J. Vander Velde. Alias: Steven Vandervelde…
read moreLast updated: September 2025 — San Antonio, Texas Here’s what you need to know about Patrick Pistor in San Antonio, Texas Name: Patrick Aaron Pistor Current Employer: Barred from acting as a…
read moreLast Updated: September 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Libertad Ortiz: Name: Ms. Libertad Mahany Ortiz Contreras Alias: Libertad Ortiz Current…
read moreLast updated: September 2025 — Fort Worth, TX Here’s what you need to know about William “Jeff” Michero (Fort Worth, TX): Name: William J. Michero Alias: Jeff Michero, William Jeffrey Michero,…
read moreLast Updated: September 2025 – Monticello, IN Here’s what you need to know about Monticello, IN, stockbroker Donald C. Osten Jr.: Name: Donald Clarence Osten Jr. Current Employer: Not currently registered with…
read moreLast Updated: September 2025 — Suwanee, GA Shailesh N. Negandhi Investigation Summary Here’s what you need to know about Suwanee, GA stockbroker Shailesh N. Negandhi: Name: Shailesh N. Negandhi. Alias: Shailesh…
read moreLast Updated: September 2025 — Sarasota, FL Here’s what you need to know about Sarasota, FL stockbroker Andrew E. Laino: Name: Andrew Edward Laino. Current Employer: LPL Enterprise, LLC (registered since 11/14/2024).…
read moreLast Updated: September 2025 — Durham, NC Here’s what you need to know about Durham, NC, stockbroker Ryan S. Kelly: Name: Ryan Scott Kelly. Current Employer: Davenport & Company LLC (CRD #1588);…
read moreLast Updated: September 2025 — Winter Haven, FL Here’s what you need to know about Winter Haven, FL stockbroker Jordana Wojnowski: Name: Jordana Leigh Wojnowski. Current Employer: LPL Financial LLC (CRD #6413).…
read more