• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Daniel Hamlet
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Daniel Hamlet 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Fairmont, MN Here’s what you need to know about Fairmont, MN, stockbroker Daniel Edward Hamlet: Name: Mr. Daniel Edward Hamlet Current Employer: LPL Financial LLC, Convergence Financial…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Luke Ellis
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Luke Ellis 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Fort Mill, SC Here’s what you need to know about Fort Mill, SC, stockbroker Luke Ellis: Name: Mr. Luke Ellis Current Employer: LPL Financial LLC Prior Employer: Equitable…

read more
  • Robert Rex, Esq.

[INVESTOR ALERT] Texas Regulators Issue Disciplinary Order vs. San Antonio Wealth, LLC
[INVESTOR ALERT] Texas Regulators Issue Disciplinary Order vs. San Antonio Wealth, LLC 150 150 Robert Rex, Esq.

Last Updated:  March 2025 (San Antonio, Texas) Texas State Securities Board Issues Disciplinary Order vs. San Antonio Wealth, LLC. In a Disciplinary Order dated March 12, 2025, The Texas State…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Alagna, CEO of Joseph Gunnar & Co.
Rex Securities Law Investment Fraud Attorney Investigates Joseph Alagna, CEO of Joseph Gunnar & Co. 150 150 Robert Rex, Esq.

Last Updated: March 2025 (New York, NY) Joseph Alagna Investigation Summary Here’s what you need to know about New York, NY, stockbroker Joseph Alagna: Name: Mr. Joseph Anthony Alagna, Jr.…

read more
  • ER

Rex Securities Law Investment Fraud Attorney Investigates Mark Williams a Former Broker with Kingswood Capital Partners / Financial Gravity
Rex Securities Law Investment Fraud Attorney Investigates Mark Williams a Former Broker with Kingswood Capital Partners / Financial Gravity 150 150 ER

Mark J. Williams Investigation March 2025-Carmel by the Sea, CA/ Lakeway, TX/ Stockbridge, GA According to publicly available records Mark John Williams ,  a former broker who last was registered…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mitchell Walk a broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Mitchell Walk a broker with Kestra Investment Services 150 150 Robert Rex, Esq.

Last Updated: March 2025 (Sarasota, Florida) Mitchell Walk Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Mitchell Walk: Name: Mr. Mitchell Brian Walk Current Employer: Kestra…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter Reinecke formerly with Saxony Securities & LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Peter Reinecke formerly with Saxony Securities & LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2025 (St. Louis, MO) Peter Reinecke Investigation Summary Here’s what you need to know about St. Louis, MO, stockbroker Peter Reinecke: Name: Mr. Peter Frederick Reinecke Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Cassandra Heitz
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Cassandra Heitz 150 150 Robert Rex, Esq.

Last Updated: March 2025 (Columbia Falls, MT) Here’s what you need to know about Columbia Falls, MT, former stockbroker Cassandra Heitz: Name: Ms. Cassandra N. Heitz Former Employer: LPL Financial LLC Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Daniel Countiss
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Daniel Countiss 150 150 Robert Rex, Esq.

Last Updated: March 2025 (Flowood, MS) Here’s what you need to know about Flowood, MS, stockbroker Daniel Countiss: Name: Mr. Daniel Dee Countiss Current Employer: LPL Financial LLC Prior Employer: Edward Jones DBA:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Horter Investment Management
Rex Securities Law Investment Fraud Attorney Investigates Horter Investment Management 150 150 Robert Rex, Esq.

Horter Investment Management Investigation March 2025 -Cincinnati, Ohio We are investigating Cincinnati-based registered investment adviser Horter Investment Management, LLC. (“Horter Investment“). Horter Investment Management is an SEC registered investment adviser…

read more
Enter your
text here

You cannot copy content of this page