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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Tony Pechthalt
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Tony Pechthalt 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Bellingham, WA Here’s what you need to know about Bellingham, WA stockbroker Zwi Anthony Pechthalt: Name: Zwi Anthony (“Tony”) Pechthalt Alias: Tony Pechthalt Current Employer: Edward D.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Lisa Nouchi
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Lisa Nouchi 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Vacaville, California Here’s what you need to know about Vacaville, CA, stockbroker Lisa‑Ann Tomiko Nouchi: Name: Lisa‑Ann T. Nouchi CRD Number: 2367719  Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Goldman Sachs & Co. Broker Pablo Paternina
Rex Securities Law Investment Fraud Attorney Investigates Goldman Sachs & Co. Broker Pablo Paternina 150 150 Robert Rex, Esq.

Last Updated: September 2025 — New York, NY Here’s what you need to know about New York, NY, stockbroker Pablo Paternina: Name: Pablo Paternina. Current Employer: Goldman Sachs & Co. LLC (CRD#…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates NYLIFE Securities Formerly a Broker Marcus Moon
Rex Securities Law Investment Fraud Attorney Investigates NYLIFE Securities Formerly a Broker Marcus Moon 150 150 Robert Rex, Esq.

Last updated: September 2025 – Miramar, FL Here’s what you need to know about Miramar, FL, stockbroker Marcus K. Moon: Name: Marcus Kovac Moon Current Employer: Not currently registered with a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Former Broker Joseph Beam
Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Former Broker Joseph Beam 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Flat Rock, NC Here’s what you need to know about Flat Rock, NC, stockbroker Joseph F. Beam: Name: Joseph F. Beam Current Employer: This broker is not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Formerly a Broker Maurice D. Kelley
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Formerly a Broker Maurice D. Kelley 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Jacksonville, FL.  Here’s what you need to know about Jacksonville, FL, former stockbroker Maurice D. Kelley: Name: Maurice Devon Kelley. Current Employer: Not currently registered with FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Equity Services Broker Brandon J. Larsen
Rex Securities Law Investment Fraud Attorney Investigates Equity Services Broker Brandon J. Larsen 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Green Bay, WI Brandon J. Larsen Investigation Summary Here’s what you need to know about Green Bay, WI stockbroker Brandon J. Larsen: Name: Brandon J. Larsen…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker James David Garrity
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker James David Garrity 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Salt Lake City, UT Here’s what you need to know about Salt Lake City, UT stockbroker James David Garrity: Name: Mr. James David Garrity CRD –…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Fifth Third Securities Broker Christopher M. Hayes
Rex Securities Law Investment Fraud Attorney Investigates Fifth Third Securities Broker Christopher M. Hayes 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Dayton, Ohio Here’s what you need to know about Dayton, OH, stockbroker Christopher Martin Hayes: Name: Christopher Martin Hayes CRD Number: 2333190 Current Employer: Fifth Third Securities, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Leticia Hewko
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Leticia Hewko 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Tustin, California Here’s what you need to know about Tustin, CA, stockbroker Leticia Hewko: Name: Ms. Leticia Hewko CRD Number: 6211451 Current Employer: Independent Financial Group, LLC (since…

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