Last Updated: September 2025 — Royal Palm Beach, FL Here’s what you need to know about Royal Palm Beach, FL, former stockbroker Isaiah Thomas Williams Jr.: Name: Isaiah Thomas “Isaiah T.”…
read moreLast Updated: September 2025 — Santa Barbara, CA Here’s what you need to know about Santa Barbara, CA stockbroker James M. Appel: Name: James Martin Appel Current Employer: Centaurus Financial, Inc. (CRD#…
read moreLast Updated: September 2025 — Laguna Hills, CA Here’s what you need to know about Laguna Hills, CA, stockbroker Harrison Chi Chang: Name:Harrison Chi Chang Alias: Chi Chang, Harrison Chang Current…
read moreLast Updated: September 2025 — Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Jose Fuentes: Name:Jose F. Fuentes III Current Employer: Merrill Lynch, Pierce, Fenner…
read moreLast Updated: September 2025 — New York, NY Here’s what you need to know about New York, NY, stockbroker Joseph Genzardi: Name: Joseph Alfred Genzardi Current Employer: Morgan Stanley (CRD #149777) —…
read moreLast Updated: September 2025 – Newport Beach, CA Here’s what you need to know about Newport Beach, CA, stockbroker Robert Reckinger: Name: Robert Andrew Reckinger. Current Employer: Morgan Stanley (registered since 03/31/2023);…
read moreLast Updated: September 2025 – Garden City, NY Here’s what you need to know about Garden City, NY, stockbroker John J. Stapleton: Name: John Joseph (“John J.”) Stapleton. Current Employer: Spartan Capital…
read moreLast Updated: September 2025 — Newport Beach, CA Here’s what you need to know about Newport Beach, CA, stockbroker Zach Taylor: Name: Zachary Ellis Taylor Alias: Zach Taylor Current Employer: Suspended by FINRA…
read moreLast Updated: September 2025 — Shreveport, LA Here’s what you need to know about Shreveport, LA stockbroker Craig N. Lang: Name: Craig Neyland Lang Current Employer: Stephens Inc. (Primary branch: 7600 Fern…
read moreLast Updated: September 2025 (Roseville, CA) Jeffrey Lynn Bangerter Investigation Summary Here’s what you need to know about Roseville, CA, stockbroker Jeffrey Bangerter: Name: Jeffrey Lynn Bangerter Current Employer: Concorde Investment Services,…
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