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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law INVESTOR ALERT-Valic Financial Advisors Fined $350,000
Rex Securities Law INVESTOR ALERT-Valic Financial Advisors Fined $350,000 150 150 Robert Rex, Esq.

Last Updated:  June 2025 (Houston, Texas) FINRA Fines Houston-Based Valic Financial Advisors For Failing to Supervise Their Brokers Valic Financial was fined $350,000 by securities regulator FINRA for various violations…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court 150 150 Robert Rex, Esq.

Last Updated: June 2025 Brian Court Investigation Summary Here’s what you need to know about former Holtsville, NY, stockbroker Brian Court: Name: Mr. Brian Court Current Employer: Suspended by FINRA (6/2/2025-7/1/2025) Prior Employers: Aegis Capital…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Broker Robert “Bob” Sessa
Rex Securities Law Investment Fraud Attorney Investigates Western International Securities Broker Robert “Bob” Sessa 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Westlake Village, CA Here’s what you need to know about Westlake Village, CA, stockbroker Robert Sessa: Name: Mr. Robert Vincent Sessa Current Employer: Western International…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Advisors Former Broker Saied Zangenehpour
Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Advisors Former Broker Saied Zangenehpour 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Parrish, Florida Here’s what you need to know about Parrish, FL, stockbroker Saied Zangenehpour: Name: Mr. Saied Zangenehpour CRD Number: 4672179 DBA: Saied Zangenehpour Insurance, 11444 Savannah…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former RBC & Wells Fargo Broker William “Randy” Moening
Rex Securities Law Investment Fraud Attorney Investigates Former RBC & Wells Fargo Broker William “Randy” Moening 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Austin, Texas) William Moening Investigation Summary Here’s what you need to know about Austin, TX, stockbroker William Moening: Name: Mr. William Randall Moening Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ariel Rivero formerly with Jefferies LLC & Insigneo Securities
Rex Securities Law Investment Fraud Attorney Investigates Ariel Rivero formerly with Jefferies LLC & Insigneo Securities 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Miami, FL) Ariel Rivero Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Ariel Rivero: Name: Mr. Ariel A. Rivero Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones & Co. Formerly a Broker Pamela Tipton
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones & Co. Formerly a Broker Pamela Tipton 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Montgomery, TX Here’s what you need to know about Montgomery, TX, stockbroker Pamela Tipton: Name: Ms. Pamela Jean Tipton Current Employer: Raymond James Financial Services Advisors, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Formerly John C. Starke Sr
Rex Securities Law Investment Fraud Attorney Investigates Centaurus Financial Broker Formerly John C. Starke Sr 150 150 Robert Rex, Esq.

Last Updated: June 2025 John Starke Sr. Investigation Summary Here’s what you need to know about former Mechanicsville, VA, stockbroker John Calderwood Starke Sr.: Name: Mr. John C. Starke Sr. Current Employer: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Creative Planning Registered Investment Advisor Cindy Huynh Ghattas
Rex Securities Law Investment Fraud Attorney Investigates Creative Planning Registered Investment Advisor Cindy Huynh Ghattas 150 150 Robert Rex, Esq.

Last Updated: May 2025 | Charlotte Here’s what you need to know about Overland Park, KS, stockbroker Cindy Huynh Ghattas: Name: Cindy Huynh Ghattas Current Employer: Creative Planning (Investment Advisor Representative)…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Formerly Paul Addo III
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Formerly Paul Addo III 150 150 Robert Rex, Esq.

Last Updated: May 2025 | Denver, CO Here’s what you need to know about Denver, CO, stockbroker Paul Addo III: Name: Mr. Paul K. Addo III Current Employer: UBS Financial Services Inc.…

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