Last Updated: March 2024 (Fort Mill, South Carolina)
Bruce Miller Investigation Summary
Here’s what you need to know about Fort Mill, SC, stockbroker Bruce Miller:
- Name: Mr. Edward Bruce Miller
- Current Employer: Not currently registered with FINRA
- DBA: Financial Partners LLC, Financial Resources Group Investment Services, FRG Holdings
- Previous Firms: LPL Financial (until 12/2023), Uvest Financial Services Group
- Function: Stock Broker/ Financial Advisor
- Aliases: Bruce Edward Miller, Bruce Miller
- Primary Location: Fort Mill, SC
- CRD 1680275
- Can Bruce Miller be sued in FINRA arbitration: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bruce Miller As Your Stockbroker?
According to Miller’s FINRA record, in 2020 a customer of LPL Financial (LPL) and Financial Resources Group Investment Services (FRG) filed a FINRA arbitration alleging various causes of action including unauthorized alteration of account and investment documents that enabled unauthorized trades and use of the customer’s funds. Edward Bruce Miller was a named respondent in the arbitration, which sought damages of $4 million, plus interest and costs.
In July 2022 the FINRA arbitration panel, located in Houston, TX, awarded compensatory damages, attorney’s fees and costs totaling more than $2.5 million. The damages were assessed jointly against LPL and FRG. No damages were assessed against Miller, who was Branch Office Manager.
[LEARN MORE]: What is Unauthorized Trading?
[LEARN MORE]: Other Cases Involving Unauthorized Trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Bruce Milller, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
