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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chad Anthony Noble, a Former Ameriprise Broker
Rex Securities Law Investment Fraud Attorney Investigates Chad Anthony Noble, a Former Ameriprise Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — The Villages, FL Here’s what you need to know about The Villages, FL stockbroker Chad Anthony Noble: Name: Chad Anthony Noble CRD Number: 4774817 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer
Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker John James Pescatore: Name: John James Pescatore CRD Number: 2183696 Current…

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  • Robert Rex, Esq.

Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL
Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL 150 150 Robert Rex, Esq.

February 2026- Boca Raton, FL  We are investigating Ameriprise Financial Services financial advisor Norman (Norm) Robbins. According to publicly available records, Norm Robbins discloses  a prior regulatory matter and 6 prior customer…

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  • ER

Darrell Roberts – Former Spire Securities Broker-Barred From Securities Industry by Regulators -Richardson, TX
Darrell Roberts – Former Spire Securities Broker-Barred From Securities Industry by Regulators -Richardson, TX 150 150 ER

Darrell Roberts Investigation February 2026- Richardson, TX According to publicly available records Darrell Patrick Roberts, a former broker who last worked for Spire Securities,  discloses a final regulatory matter resulting in…

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  • Robert Rex, Esq.

David C. Monckton-Former VOYA Financial Advisor-Discloses Customer Suits Over Direct Investments-Myrtle Beach, S. Carolina
David C. Monckton-Former VOYA Financial Advisor-Discloses Customer Suits Over Direct Investments-Myrtle Beach, S. Carolina 150 150 Robert Rex, Esq.

David Monckton Investigation January 2026-Myrtle Beach, S. Carolina According to publicly available records David Monckton  , a  stockbroker who was currently registered with Ameriprise Financial Services,  disclose a currently pending customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services, LLC Broker Jay Nardella
Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services, LLC Broker Jay Nardella 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Naples, FL Here’s what you need to know about Naples, FL stockbroker Jason James Nardella: Name: Jason James Nardella. Alias: Jay Nardella Current Employer: Ameriprise…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eric Dupre formerly with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Eric Dupre formerly with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: July 2025 (San Antonio, Texas) Eric Dupre Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Eric Dupre: Name: Mr. Eric Anthony Dupre DBA:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Sandberg formerly with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Michael Sandberg formerly with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Boca Raton, FL) Michael Sandberg Investigation Summary Here’s What You Need to Know About Boca Raton, FL Stockbroker Michael Sandberg: Name: Michael Sandberg Current Employer: Aegis…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nicole Fry a broker with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Nicole Fry a broker with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Celina, Texas) Nicole Fry Investigation Summary Here’s what you need to know about Celina, TX, stockbroker Nicole Fry: Name: Nicole Michele Fry Current Employer: Ameriprise Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Justin Ranger formerly with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Justin Ranger formerly with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Metairie, LA) Justin Ranger Investigation Summary Here’s what you need to know about Metairie, LA, stockbroker Justin Ranger: Name: Mr. Justin Thaddeus Ranger Current Employer: Second…

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