May 2026- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…
read moreLast Updated: September 2023 (Boca Raton, FL ) Steve Colacurcio Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Colacurcio: Name: Mr. Steven Paul Colacurcio Current…
read moreLast Updated: September 2023 (Boca Raton, FL) Peter Ruggiere Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Peter Ruggiere: Name: Mr. Peter George Ruggiere Current…
read moreLast Updated: September 2023 (Dayton , MD) Tom Curtis Investigation Summary Here’s what you need to know about Dayton, MD, stockbroker Tom Curtis: Name: Mr. Thomas Russell Curtis Current Employer:…
read moreLast Updated: September 2023 (Boca Raton, FL ) Dominic J. Linsalata Investigation Summary Here’s what you need to know about Boca Raton, FL , stockbroker Dominic J Linsalata, Jr.: Name:…
read moreLast Updated: September 2023 (North Palm Beach, FL) Douglas Armstrong Investigation Summary Here’s what you need to know about North Palm Beach, FL stockbroker Douglas Armstrong: Name: Mr. Robert Douglas…
read moreFebruary 2018- Ft. Lauderdale, FL The FINRA records of Patrick Henry Maddren, a stockbroker with Westpark Capital, who was formerly employed by Dawson James Securities and Laidlaw & Company, disclose a settled customer dispute and…
read moreMay 2017-Boca Raton, FL The FINRA records of Dominic J. Linsalata Jr. , a stockbroker who is currently registered with Newbridge Securities disclose a customer dispute that was settled. The Financial Industry Regulatory Authority…
read moreNovember 2016-Arlington, Texas The FINRA records of Peyton N. Jackson, a stockbroker who is not currently registered and who was last employed by Alexander Capital, LP. disclose a recent regulatory matter that is final, 7…
read moreJuly 2016- Boca Raton, FL The FINRA records of Pranav V. Patel (CRD 5391213), a stock broker who formerly was employed by Dawson James Securities , disclose that he was recently named in a customer dispute. In…
read more