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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Daniel Lerner, David Lerner’s Son- Subject of Regulatory Action Over Energy 11/Energy 12/ Spirit of America Energy Funds
Daniel Lerner, David Lerner’s Son- Subject of Regulatory Action Over Energy 11/Energy 12/ Spirit of America Energy Funds 150 150 Robert Rex, Esq.

Daniel Lerner  Energy 11, Energy Resources 12, Spirit of America Energy Fund   Investigation September 2022-Lawrenceville, NJ The FINRA records of  Daniel Lerner,  son of David Lerner and a broker with…

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  • ER

Juan Carlos Fiorito- Former Northeast Securites / Insigneo Securities Broker- Discloses Customer Suit-Montevideo, Uruguay
Juan Carlos Fiorito- Former Northeast Securites / Insigneo Securities Broker- Discloses Customer Suit-Montevideo, Uruguay 150 150 ER

Juan Carlos Fiorito Investigation September  2022-Montevideo, Uruguay According to publicly available records Juan Carlos Fiorito, a broker who is currently not registered, was previously with Insigneo Services, InSight Securities and Northeast Securities,  discloses…

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Jay Harper- Dominion Investor Services Broker- Discloses Multiple IRS Liens- Nemo, TX
Jay Harper- Dominion Investor Services Broker- Discloses Multiple IRS Liens- Nemo, TX 150 150 ER

Jay Harper Investigation September  2022- Nemo, TX According to publicly available records  Jason Windle Harper a Dominion Investor Services broker, discloses multiple Internal Revenue Service tax liens. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Doug McKelvey- Former Morgan Stanley Broker-Accused of Misappropriating Customer Funds-Southlake, TX
Doug McKelvey- Former Morgan Stanley Broker-Accused of Misappropriating Customer Funds-Southlake, TX 150 150 Robert Rex, Esq.

Doug McKelvey Investigation September 2022-Southlake, TX  According to publicly available records Douglas M. McKelvey a former broker who was employed by Morgan Stanley ,  discloses a recent regulatory matter, a prior…

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  • ER

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY
Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY 150 150 ER

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records,  Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

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  • Robert Rex, Esq.

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY
Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY 150 150 Robert Rex, Esq.

Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records,  Anthony J. Pitta,  a financial advisor currently employed by Capital Investment Group, discloses  a currently pending customer dispute. The Financial…

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  • Robert Rex, Esq.

John Hebner – Moloney Securities Broker- Discloses Customer Suit-Hayden, Idaho
John Hebner – Moloney Securities Broker- Discloses Customer Suit-Hayden, Idaho 150 150 Robert Rex, Esq.

John Hebner Investigation September 2022- Hayden, Idaho According to publicly available records,  John R. Hebner,  a financial advisor currently employed by Moloney Securities, discloses  a currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Walter Reyna formerly with Lincoln Financial Securities
Rex Securities Law Investment Fraud Attorney Investigates Walter Reyna formerly with Lincoln Financial Securities 150 150 Robert Rex, Esq.

Last Updated: December 2023 (McAllen, Texas) Walter Reyna Investigation Summary Here’s what you need to know about McAllen, TX,  stockbroker Walter Reyna: Name: Mr. Walter James Reyna Current Employer: J.W. Cole…

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  • Robert Rex, Esq.

Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ
Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ 150 150 Robert Rex, Esq.

Christopher Wright Investigation   September 2022- Prescott, AZ  According to publicly available records Christopher Wright,  a broker employed by Center Street Securities,  discloses a pending customer suit involving an investment in…

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  • Robert Rex, Esq.

Betsy Whipple-Newbridge Securities Broker-Customer Seeks $500,000 For Alternative Investment Loss- Hiko, NV
Betsy Whipple-Newbridge Securities Broker-Customer Seeks $500,000 For Alternative Investment Loss- Hiko, NV 150 150 Robert Rex, Esq.

Betsy Whipple Newbridge Securities Investigation Hiko, Nevada According to publicly available records Betsy Lou Whipple, a broker who works for Newbridge Securities Corp. ,  discloses that a customer is seeking damages…

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