September 2019- Allentown, PA The FINRA records of  Barry T. Eisenberg,  a stock broker employed by Alexander Capital, L.P. disclose  a regulatory event,  a prior  customer dispute and a prior financial event.…
read moreAugust 2016- Fort Salanga, New York The FINRA records of  Francine A. Lanaia,  a  stock broker who is currently employed by Meyers Associates disclose  a currently pending regulatory event,  two prior regulatory events, a currently…
read moreMARCH 2019 Update–SEC enters consent judgement vs. William Gennity. UPDATE April 2017-The FINRA records of William Gennity report the filing of an action by the US Securities and Exchange Commission…
read moreAugust 2016- Syosset, New York The FINRA records of  Bishoy G. Mankarios,  a  former stock broker who is not currently licensed  disclose  a currently pending customer dispute and a currently outstanding lien. The Financial…
read moreJuly 2017- Syosset, New York The FINRA records of  Steve J. Pabon,  a  stock broker who is currently employed by Joseph Stone Capital ,  disclose  a currently pending customer dispute and a prior termination from…
read moreNew York MAY 2017 UPDATE– Taddonio’s FINRA record discloses a pending regulatory event, 2 prior final regulatory events, 3 prior final customer disputes, Â a currently pending financial event and 5…
read moreAugust 2016- New York The FINRA records of  Brent Porges,  a  former stock broker who is currently not licensed   disclose  a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…
read moreAugust 2016- Ronkonkoma, NY The FINRA records of Joseph F. Comiskey, Jr. ,  a  stock broker who is currently  employed by K. C. Ward Financial  disclose  a currently pending customer dispute, 2 prior customer disputes,…
read moreAugust 2016- Ronkonkoma, NY The FINRA records of Thomas J. Briguccia, Jr. ,  a  stock broker who is currently  employed by K. C. Ward Financial  disclose 3 currently pending customer disputes, a6 prior customer disputes…
read moreAugust 2016- Manlius, NY The FINRA records of George P. Koulouris ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a prior regulatory event, 6 prior customer disputes, one currently pending customer dispute…
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